Abstract

In the study of balance and postural control the (Single) Inverted Pendulum model (SIP) has been taken for a long time as an acceptable paradigm, with the implicit assumption that only ankle rotations are relevant for describing and explaining sway movements. However, more recent kinematic analysis of quiet standing revealed that hip motion cannot be neglected at all and that ankle-hip oscillatory patterns are characterized by complex in-phase and anti-phase interactions, suggesting that the SIP model should be substituted by a DIP (Double Inverted Pendulum) model. It was also suggested that DIP control could be characterized as a kind of optimal bi-axial active controller whose goal is minimizing the acceleration of the global CoM (Center of Mass). We propose here an alternative where active feedback control is applied in an intermittent manner only to the ankle joint, whereas the hip joint is stabilized by a passive stiffness mechanism. The active control impulses are delivered to the ankle joint as a function of the delayed state vector (tilt rotation angle + tilt rotational speed) of a Virtual Inverted Pendulum (VIP), namely a pendulum that links the ankle to the CoM, embedded in the real DIP. Simulations of such DIP/VIP model, with the hybrid control mechanism, show that it can reproduce the in-phase/anti-phase interaction patterns of the two joints described by several experimental studies. Moreover, the simulations demonstrate that the DIP/VIP model can also reproduce the measured minimization of the CoM acceleration, as an indirect biomechanical consequence of the dynamic interaction between the active control of the ankle joint and the passive control of the hip joint. We suggest that although the SIP model is literally false, because it ignores the ankle-hip coordination, it is functionally correct and practically acceptable for experimental studies that focus on the postural oscillations of the CoM.

Highlights

  • Bipedal upright standing on a stable surface is an ability acquired early in life and performed in a fully automatic manner without any degree of attentional effort

  • The Virtual Inverted Pendulum (VIP) model has a single degree of freedom and consists of a single virtual inverted pendulum that links the ankle to the global center-of-mass on the standing surface (CoM) of the Double Inverted Pendulum (DIP) model; its mass equals the total mass of the DIP (m = m1 + m2) and h denotes the corresponding length

  • The alternative explanation is that minimization of the CoM acceleration and the associated inter-joint coordination are not explicitly coded but are the implicit biomechanical consequences of the dynamical interaction between the actively stabilized lower body and the stiffness stabilized upper body, namely the hybrid VIP/DIP control model

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Summary

Introduction

Bipedal upright standing on a stable surface is an ability acquired early in life and performed in a fully automatic manner without any degree of attentional effort. A similar conclusion was reached by van Soest et al [28] on the basis of a detailed neuromuscular model: they found that even at maximal co-contraction levels of the ankle muscles the joint stiffness is insufficient to achieve a locally stable system. This result was further supported by specific measurements of the stiffness of the Achilles tendon [29] that exhibited a compliance level incompatible with the stiffness control hypothesis, taking into account that this important tendon is serially connected to the ankle plantar flexor muscles. It is worth mentioning that the inefficiency of attempting to modulate joint stiffness via cocontraction of antagonist muscles is peculiar of the ankle joint, highlighting the specificity of the control mechanisms of the bipedal standing posture

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