Abstract
What tools for effective regulation of the third party asset management's operational risk ? This article exposes first the economic importance of the third party asset management and presents reasons justifying its regulation. The author analyses particularities of this job and particularly rules contributing to the ex ante protection of investors. In the fourth part, author describes capital equity's calculations according to the activity and highlights the problem of the non articulation between Basel rules and European directives. The capital equity requirements depend on several factors. So, the fifth part reveals the parameters are far too big and the moderating role of the insurance as operational risks. The author concludes on current investors' protection and on the minor role of a regulation based on capital equity. JEL classifications : G23, G28
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