Abstract

Simple SummaryHigh stromal tumor-infiltrating lymphocytes (sTILs) are associated with an improved pathologic complete response (pCR) and survival in triple-negative breast cancer (TNBC). We hypothesized that high baseline sTILs would have a favorable prognostic impact in TNBC patients without a pCR. In this study of 318 early-stage TNBC patients in a prospective clinical trial, event-free survival (EFS) in patients without a pCR was not significantly different between those with high sTILs and those with low sTILs (p = 0.7). Therefore, high baseline sTILs do not confer a benefit in EFS in the absence of a pCR. RNA-seq analysis predicted more CD8+ T cells in the high-sTIL group with favorable EFS compared with the high-sTIL group with unfavorable EFS, suggesting the type of lymphocytes within the TIL fraction may be an important parameter to consider for de-escalation strategies. The implications of our findings in the setting of immune checkpoint inhibitor therapy remain to be investigated.High stromal tumor-infiltrating lymphocytes (sTILs) are associated with an improved pathologic complete response (pCR) and survival in triple-negative breast cancer (TNBC). We hypothesized that high baseline sTILs would have a favorable prognostic impact in TNBC patients without a pCR after neoadjuvant chemotherapy (NACT). In this prospective NACT study, pretreatment biopsies from 318 patients with early-stage TNBC were evaluated for sTILs. Recursive partitioning analysis (RPA) was applied to search for the sTIL cutoff best associated with a pCR. With ≥20% sTILs identified as the optimal cutoff, 33% patients had high sTILs (pCR rate 64%) and 67% had low sTILs (pCR rate 29%). Patients were stratified according to the sTIL cutoff (low vs. high) and response to NACT (pCR vs. residual disease (RD)). The primary endpoint was event-free survival (EFS), with hazard ratios calculated using the Cox proportional hazards regression model and the 3-year restricted mean survival time (RMST) as primary measures. Within the high-sTIL group, EFS was better in patients with a pCR compared with those with RD (HR 0.05; 95% CI 0.01–0.39; p = 0.004). The difference in the 3-year RMST for EFS between the two groups was 5.6 months (95% CI 2.3–8.8; p = 0.001). However, among patients with RD, EFS was not significantly different between those with high sTILs and those with low sTILs (p = 0.7). RNA-seq analysis predicted more CD8+ T cells in the high-sTIL group with favorable EFS compared with the high-sTIL group with unfavorable EFS. This study did not demonstrate that high baseline sTILs confer a benefit in EFS in the absence of a pCR.

Highlights

  • The tumor immune microenvironment in triple-negative breast cancer (TNBC) plays a fundamental role in the response to neoadjuvant chemotherapy (NACT)

  • We statistically identified an optimal cutoff for high stromal TIL (sTIL) to best predict the likelihood of a pathologic complete response (pCR) in our cohort and examined the impact of high sTILs on event-free survival (EFS) as the primary outcome

  • Stromal Tumor-infiltrating lymphocytes (TILs) were assessed on hematoxylin and eosin (H&E)-stained baseline core biopsy slides based on the International TIL Working Group guidelines, whereby the percentage of stromal TILs is calculated as the area of the tumor stroma occupied by mononuclear inflammatory cells divided by the total tumor stromal area [15]

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Summary

Introduction

The tumor immune microenvironment in triple-negative breast cancer (TNBC) plays a fundamental role in the response to neoadjuvant chemotherapy (NACT). A retrospective analysis from Mayo Clinic of untreated TNBC patients (most with node-negative disease) demonstrated a better prognosis in lymphocyte-predominant (LP) TNBC (TILs > 50%) compared to those with lower levels of TILs [9]. In their exploratory analysis, a better iDFS was still noted when using a ≥20% cutoff for high sTILs in systemically untreated patients [9]. A better iDFS was still noted when using a ≥20% cutoff for high sTILs in systemically untreated patients [9] These findings have raised the possibility that a subset of early-stage TNBC patients with immune infiltrate-enriched tumors may have excellent outcomes without systemic therapy. AC, doxorubicin and cyclophosphamide; ARTEMIS, a robust TNBC evaluation framework to improve survival; NACT, neoadjuvant chemotherapy; TNBC: triple-negative breast cancer

Pathological Evaluation
Recursive Partitioning Analysis
Outcomes Analysis
Additional Statistical Analysis
Molecular/Vanderbilt Subtype Analysis
Prognostic Significance of High sTILs
Findings
Prognostic Indicators in the High-sTIL Patients
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