Abstract

ObjectivesOropharyngeal dysphagia (OD) has a major influence on health in general and health-related quality of life (HR-QoL) in particular. The gold standard assessments for OD, especially for aspiration in OD, are fiberoptic endoscopic evaluation of swallowing (FEES) and videofluoroscopy (VFSS), but not all patients have access to such procedures. Therefore, the current study built a prediction model to forecast aspiration in patients with OD on the basis of common self-evaluation questionnaires and oral intake status.MethodsA consecutive series of 111 patients with confirmed diagnosis of OD was measured according to a standardised protocol using the following tools: the Swallowing Quality of Life Questionnaire (SWAL-QOL), the Dysphagia Handicap Index (DHI), two self-report visual analogue scales which measure the Severity and the Impairment of the swallowing problem on everyday social life as experienced by the patient, the Eating Assessment Tool 10 (EAT-10), the Functional Oral Intake Scale (FOIS) and subsequently FEES (the gold standard). Penalised logistic regression was carried out to predict aspiration. The performance of the resulting models was evaluated by constructing receiver operating characteristics (ROC) curves and computing areas under the curve (AUC).ResultsThe final model showed an AUC of 0.92, indicating excellent performance.ConclusionThis study shows that it may be possible to accurately predict aspiration in oropharyngeal dysphagia by a non-invasive and non-instrumental assessment protocol including oral intake status and self-report questionnaires on functional health status and HR-QoL.

Highlights

  • Oropharyngeal dysphagia (OD) has a major influence on health in general and notably on health-related quality of life (HR-QoL) [1,2,3].Aspiration or silent aspiration in severe OD can cause aspiration pneumonia and, when accompanied by malnutrition and dehydration, can lead to hospitalization, intensive care admission or even death [2, 4]

  • All had a confirmed diagnosis of OD based on fiberoptic endoscopic evaluation of swallowing (FEES) examination by an experienced ENT specialist or speech–language pathologist (SLP)

  • The median Functional Oral Intake Scale (FOIS) score for the total group was 6 (IQR 4–7), so most patients had an oral intake with some restrictions

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Summary

Introduction

Oropharyngeal dysphagia (OD) has a major influence on health in general and notably on health-related quality of life (HR-QoL) [1,2,3].Aspiration or silent aspiration in severe OD can cause aspiration pneumonia and, when accompanied by malnutrition and dehydration, can lead to hospitalization, intensive care admission or even death [2, 4]. The gold standards for detecting aspiration and silent aspiration are videofluoroscopic (VFSS) and fiberoptic endoscopic evaluation of swallowing (FEES). While both have a high sensitivity and specificity [5], they are invasive, may be burdensome for the patient and are expensive. These gold standards are not generally available in clinical settings such as a nursing home or general practice. Screening should be sufficiently sensitive and specific and easy to administer without extensive training [6]. When patients fail the screening, further assessment of OD is recommended.

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