Abstract

BackgroundRadiotherapy is frequently used to treat head and neck Squamous cell carcinomas (HNSCC). Treatment outcomes being highly uncertain, there is a significant need for robust predictive tools to improvise treatment decision-making and better understand HNSCC by recognizing hidden patterns in data. We conducted this study to identify if Machine Learning (ML) could accurately predict outcomes and identify new prognostic variables in HNSCC.MethodRetrospective data of 311 HNSCC patients treated with radiotherapy between 2013 and 2018 at our center and having a follow-up of at least three months' duration were collected. Binary-classification prediction models were developed for: Choice of Initial Treatment, Residual disease, Locoregional Recurrence, Distant Recurrence, and Development of New Primary. Clinical data were pre-processed using Imputation, Feature selection, Minority Oversampling, and Feature scaling algorithms. A method to retain original characteristics of dataset in testing samples while performing minority oversampling is illustrated. The classification comparison was performed using Random Forest (RF), Kernel Support Vector Machine (KSVM), and XGBoost classification algorithms for each model.ResultsFor the choice of the initial treatment model, the testing accuracy was 84.58% using RF. The distant recurrence, locoregional recurrence, new-primary, and residual models had a testing accuracy (using KSVM) of 95.12%, 77.55%, 98.61%, and 92.25%, respectively. The important clinical determinants were identified using Shapely Values for each classification model, and the mean area under the curve (AUC) for the receiver operating curve was plotted.ConclusionML was able to predict several clinically relevant outcomes, and with additional clinical validation, could facilitate recognition of novel prognostic factors in HNSCC.

Highlights

  • Head and neck squamous cell cancers (HNSCC) constitute a diverse group of cancers arising from the head and neck region with common risk factors, natural history, and similar treatment principles

  • A total of 311 patients with head and neck Squamous cell carcinomas (HNSCC) treated with radiotherapy and having a follow-up of more than three months were found suitable for the study

  • During the various pre-processing steps, compared to statistical Imputation and KNN Imputation, the Iterative Imputation (MICE) algorithm gave the highest accuracy of 68.6% while running the algorithm for four iterations, having ‘ascending’ hyper-parameter with Random Forest (RF) (Table 5; appendix)

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Summary

Introduction

Head and neck squamous cell cancers (HNSCC) constitute a diverse group of cancers arising from the head and neck region with common risk factors, natural history, and similar treatment principles. Worldwide, they are the 6th most common malignancy [1]. There is substantial variability in outcomes; some patients are cured of their disease while others aren’t, and toxicities of treatment are minimal in some and excessive in others. This observation reflects the underlying heterogeneity among patients and their cancers, primarily a result of incomplete biological understanding of both the disease and the patient [2]. We conducted this study to identify if Machine Learning (ML) could accurately predict outcomes and identify new prognostic variables in HNSCC

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