Planar transition structures in the epoxidation of alkenes. A DFT study on the reaction of peroxyformic acid with norbornene derivatives.

Abstract

We studied, with the RB3LYP/6-311+G(d,p) method, the mechanism of peroxyformic acid epoxidation of norbornene, norbornadiene, tetramethylethene, and anti- and syn-sesquinorbornenes. The transition structures (TSs) for the reaction of tetramethylethene and norbornene show a perfect spiro geometry (the peroxy acid plane is perpendicular to the C=C bond axis) with synchronous bond formation. Also three out of the four TSs of the norbornadiene reaction are spiro-like, but the highly asynchronous syn,endo-TS has a planar-like geometry. anti- and syn-sesquinorbornenes are substrates that, because of steric constraints, cannot easily accommodate spiro-like TSs. In fact, we managed to locate only a planar-like TS and a planar TS (the peroxy acid plane contains the C=C bond axis), respectively, for these substrates. These planar TSs are "nonconcerted" since they are strongly unsymmetrical and only one of the C-O bonds of the oxirane ring is significantly formed. IRC analysis, while confirming that formation of one C-O bond fully precedes that of the other, also suggests that all this can take place without formation of intermediates, that is, within a "nonconcerted one-step process". Our theoretical data correctly reproduce the experimental facial syn selectivity of norbornene and norbornadiene epoxidations and compare well with the experimental activation free energies of the peroxy acid epoxidation of all the olefins reported here. This accord validates the method used as adequate to deal with the reactivity of these systems.