Abstract

We present an original strategy for the calculation of direct and inverse photo-emission spectra from first principles. The main goal is to go beyond the standard Green's function approaches, such as the $GW$ method, in order to find a good description not only of the quasiparticles but also of the satellite structures, which are of particular importance in strongly correlated materials. To this end we use as a key quantity the three-body Green's function, or, more precisely, its hole-hole-electron and electron-electron-hole parts, and we show how the one-body Green's function, and hence the corresponding spectral function, can be retrieved from it. We show that, contrary to the one-body Green's function, information about satellites is already present in the non-interacting three-body Green's function. Therefore, simple approximations to the three-body self-energy, which is defined by the Dyson equation for the three-body Green's function and which contains many-body effects, can still yield accurate spectral functions. In particular, the self-energy can be chosen to be static which could simplify a self-consistent solution of the Dyson equation. We give a proof of principle of our strategy by applying it to the Hubbard dimer, for which the exact self-energy is available.

Highlights

  • We report the spectral function obtained from a dynamical 1-GF and Σ1 is the self-energy (1-SE), namely the popular GW approximation to the 1-SE

  • The satellites are only well described by the static approximation to the 3-SE, as they are absent in the spectral function obtained from the static approximation to the 1-SE, while the GW approximation completely fails to reproduce the positions of the satellites and severely underestimates its amplitudes

  • We have shown that G3e+h which is the sum of the electron-hole-hole and electron-electron-hole parts of the three-body Green’s function, contains all the necessary information to describe the spectral function

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Summary

Introduction

Photoemission spectroscopy is one of the most widely used experimental techniques to study the electronic structure of materials [1]. We will study the electron-hole-hole 3-GF (G3ehh) and the electron-electron-hole 3-GF (G3eeh) which contain all the required information about photoemission and inverse photoemission spectra, respectively We note that this is a general strategy: the more information the fundamental quantity contains the less information is required in the effective potential, i.e. the self-energy in our case, to describe the relevant many-body effects. We will demonstrate how one can retrieve the 1-GF and, the spectral function (which is related to photoemission spectra), from G3ehh and G3eeh We illustrate these principles by studying the symmetric Hubbard dimer at 1/4 and 1/2 filling, for which the exact self-energy is known. We note that the three-body Green’s function has been employed to describe Auger spectra [27], to study satellite structures and the occurrence of the metal-insulator transition [28], and is related to theories that use composite fermion operators, see Ref.

The three-body Green’s function
Obtaining G1 from G3e+h
Dyson equation
The 3-body spectral function
Symmetric Hubbard dimer
Conclusions and Outlook
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