Abstract

BackgroundDespite recent advances, there is an urgent need for agents targeting HER2-expressing cancers other than breast cancer. We report a phase I study (NCT01730118) of a dendritic cell (DC) vaccine targeting HER2 in patients with metastatic cancer or bladder cancer at high risk of relapse.Patients and MethodsPart 1 of the study enrolled patients with HER2-expressing metastatic cancer that had progressed after at least standard treatment and patients who underwent definitive treatment for invasive bladder cancer with no evidence of disease at the time of enrollment. Part 2 enrolled patients with HER2-expressing metastatic cancer who had progressed after anti-HER2 therapy. The DC vaccines were prepared from autologous monocytes and transduced with an adenoviral vector expressing the extracellular and transmembrane domains of HER2 (AdHER2). A total of five doses were planned, and adverse events were recorded in patients who received at least one dose. Objective response was evaluated by unidimensional immune-related response criteria every 8 weeks in patients who received at least two doses. Humoral and cellular immunogenicity were assessed in patients who received more than three doses.ResultsA total of 33 patients were enrolled at four dose levels (5 × 106, 10 × 106, 20 × 106, and 40 × 106 DCs). Median follow-up duration was 36 weeks (4–124); 10 patients completed five doses. The main reason for going off-study was disease progression. The main adverse events attributable to the vaccine were injection-site reactions. No cardiac toxicity was noted. Seven of 21 evaluable patients (33.3%) demonstrated clinical benefit (1 complete response, 1 partial response, and 5 stable disease). After ≥3 doses, an antibody response was detected in 3 of 13 patients (23.1%), including patients with complete and partial responses. Lymphocytes from 10 of 11 patients (90.9%) showed induction of anti-HER2 responses measured by the production of at least one of interferon-gamma, granzyme B, or tumor necrosis factor-alpha, and there were multifunctional responses in 8 of 11 patients (72.7%).ConclusionsThe AdHER2 DC vaccine showed evidence of immunogenicity and preliminary clinical benefit in patients with HER2-expressing cancers, along with an excellent safety profile. It shows promise for further clinical applications, especially in combination regimens.

Highlights

  • Human epidermal growth factor receptor 2 (HER2/Erb-B2) is overexpressed or amplified in multiple solid tumors

  • Trastuzumab was a groundbreaking HER2-targeted agent that changed the paradigm of HER2+ breast cancer and laid a foundation for HER2 testing and treatment guidelines

  • Targeting a single epitope or binding site by a monoclonal antibody or small molecule poses a risk of losing the target by decreased expression or alteration in the binding site, including point mutations or activation of alternative pathways [26,27,28,29,30,31]

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Summary

Introduction

Human epidermal growth factor receptor 2 (HER2/Erb-B2) is overexpressed or amplified in multiple solid tumors. Homodimerization or heterodimerization of HER2 receptors with the same or other HER family members results in autophosphorylation of a tyrosine residue in the cytoplasmic domain, driving tumorigenesis [1,2,3,4,5,6,7]. The outlook for patients with HER2-positive breast cancer significantly improved in 1998 with FDA approval of trastuzumab and subsequent approval of several additional anti-HER2 agents. The extensively studied mechanisms of resistance include intrinsic, extrinsic, or combination mechanisms, including loss or alteration of the target or its downstream pathway [8, 9]. There is an urgent need for agents targeting HER2-expressing cancers other than breast cancer. We report a phase I study (NCT01730118) of a dendritic cell (DC) vaccine targeting HER2 in patients with metastatic cancer or bladder cancer at high risk of relapse

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