Abstract

More conservative prescribing has the potential to reduce adverse drug events and patient harm and cost; however, no method exists defining the extent to which individual clinicians prescribe conservatively. One potential domain is prescribing a more limited number of drugs. Personal formularies-defined as the number and mix of unique, newly initiated drugs prescribed by a physician-may enable comparisons among clinicians, practices, and institutions. To develop a method of defining primary care physicians' personal formularies and examine how they differ among primary care physicians at 4 institutions; evaluate associations between personal formularies and patient, physician, and practice site characteristics; and empirically derive and examine the variability of the top 200 core drugs prescribed at the 4 sites. This retrospective cohort study was conducted at 4 US health care systems among 4655 internal and family medicine physicians and 4 930 707 patients who had at least 1 visit to these physicians between January 1, 2017, and December 31, 2018. Personal formulary size was defined as the number of unique, newly initiated drugs. Personal formulary size and drugs used, physician and patient characteristics, core drugs, and analysis of selected drug classes. The study population included 4655 primary care physicians (2274 women [48.9%]; mean [SD] age, 48.5 [4.4] years) and 4 930 707 patients (16.5% women; mean [SD] age, 51.9 [8.3] years). There were 41 378 903 outpatient prescriptions written, of which 9 496 766 (23.0%) were new starts. Institution median personal formulary size ranged from 150 (interquartile range, 82.0-212.0) to 296 (interquartile range, 230.0-347.0) drugs. In multivariable modeling, personal formulary size was significantly associated with panel size (total number of unique patients with face-to-face encounters during the study period; 1.2 medications per 100 patients), physician's total number of encounters (5.7 drugs per 10% increase), and physician's sex (-6.2 drugs per 100 patients for female physicians). There were 1527 unique, newly prescribed drugs across the 4 sites. Fewer than half the drugs (626 [41.0%]) were used at every site. Physicians' prescribing of drugs from a pooled core list varied from 0% to 100% of their prescriptions. Personal formularies, measured at the level of individual physicians and institutions, reveal variability in size and mix of drugs. Similarly, defining a list of commonly prescribed core drugs in primary care revealed interphysician and interinstitutional differences. Personal formularies and core medication lists enable comparisons and may identify outliers and opportunities for safer and more appropriate prescribing.

Highlights

  • Personal formulary size was significantly associated with panel size, physician’s total number of encounters (5.7 drugs per 10% increase), and physician’s sex (−6.2 drugs per 100 patients for female physicians)

  • As part of a multi-institutional conservative prescribing project, we developed a method of defining the personal formulary (PF) of primary care physicians (PCPs) and examined how PFs differed among PCPs at 4 health care institutions

  • The study was approved by the Brigham and Women’s Hospital (BWH), Northwestern Medicine, University of Illinois at Chicago, and Veterans Health Administration (VA) institutional review boards with physician and patient consent waived owing to the retrospective time frame and low risk

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Summary

Introduction

Despite decades of efforts to improve the appropriateness and safety of medication use, clinicians continue to prescribe drugs liberally, often prescribing many more than various guidelines, evidence, or experts consider optimal or essential.[1,2,3,4,5] Studies examining drug ordering patterns reveal widespread use of less appropriate or newer drugs, often before definitive safety or effectiveness data are available, and even in the face of well-documented harm.[6,7,8,9,10]A model of prescribing has been developed that encourages more conservative and cautious use of drugs.[11,12,13] It suggests 24 principles in 6 broad domains to guide prescribers in ordering fewer and safer drugs. One principle advises clinicians to prescribe a more limited number and mix of more evidence-based drugs. Clinicians who prescribe fewer drugs likely develop more expertise and familiarity with each medication, as well as a better knowledge of formulary coverage and cost to the patient, and their patients may have a lower frequency of adverse reactions and inappropriate medication use.[14,15,16,17,18,19] this conservative prescribing principle has not been rigorously operationalized as a standardized metric, to our knowledge. Prior studies on the number of drugs used have not operationalized and standardized definitions of personal and core formularies based on new prescription orders, nor have they compared large numbers of primary care clinicians prescribing across multiple institutions using clinical data.[20,21]

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