Performance evaluation of individual tree detection and segmentation algorithms using ALS data in Chir Pine (Pinus roxburghii) forest

Abstract

The application of individual tree detection algorithms for assessing forest inventories and aiding decision-making in forestry has been a subject of research for more than two decades. Nevertheless, there is a notable research gap in the development of robust algorithms capable of automatically detecting trees of different species, ages, and varied crown sizes in dense forest environments. In this study, we conducted a comprehensive evaluation of six different individual tree detection (ITD) algorithms using airborne LiDAR data in Chir Pine (Pinus roxburghii) forests. This research represents one of the pioneering efforts in applying ITD algorithms to Chir Pine forests using ALS data. We categorized ITD routines into two groups: those reliant on local maxima as treetops and initial seeds for crown delineation, and those that do not require explicit treetop identification. To assess accuracy, we developed a special Individual Tree Matching (ITM) algorithm, enabling the matching of LiDAR-detected trees with 284 reference trees measured in the field. Our analysis involved various combinations of filtering fixed window sizes and adaptive window sizes applied to the point cloud, unsmoothed, and smoothed canopy height model (CHM). Our results highlighted the effectiveness of the 3 × 3m fixed window size method on unsmoothed CHM, achieving an overall F-score of 0.65 and a tree detection rate of 86%. Additionally, the Dalponte 2016 method proved superior for crown segmentation using identified treetops, consistently measuring mean crown radii within 0.5 m of reference field trees. Among the methods not relying on treetops, the adaptive mean shift algorithm (AMS3D) delivered strong performance, boasting an overall F-score of 0.67 and mean crown radii within 0.1 m. Our study revealed a high correlation between LiDAR-detected tree heights and field-measured tree heights across all evaluated methods. Overall, our findings underscore the potential of ITD algorithms in enhancing forest attribute measurement accuracy and facilitating climate-responsive forest management strategies.