Abstract

Patients with locked-in syndrome (LIS) are typically unable to move or communicate and can be misdiagnosed as patients with disorders of consciousness (DOC). Behavioral assessment scales are limited in their ability to detect signs of consciousness in this population. Recent research has shown that brain-computer interface (BCI) technology could supplement behavioral scales and allows to establish communication with these severely disabled patients. In this study, we compared the vibro-tactile P300 based BCI performance in two groups of patients with LIS of different etiologies: stroke (n = 6) and amyotrophic lateral sclerosis (ALS) (n = 9). Two vibro-tactile paradigms were administered to the patients to assess conscious function and command following. The first paradigm is called vibrotactile evoked potentials (EPs) with two tactors (VT2), where two stimulators were placed on the patient’s left and right wrist, respectively. The patients were asked to count the rare stimuli presented to one wrist to elicit a P300 complex to target stimuli only. In the second paradigm, namely vibrotactile EPs with three tactors (VT3), two stimulators were placed on the wrists as done in VT2, and one additional stimulator was placed on his/her back. The task was to count the rare stimuli presented to one wrist, to elicit the event-related potentials (ERPs). The VT3 paradigm could also be used for communication. For this purpose, the patient had to count the stimuli presented to the left hand to answer “yes” and to count the stimuli presented to the right hand to answer “no.” All patients except one performed above chance level in at least one run in the VT2 paradigm. In the VT3 paradigm, all 6 stroke patients and 8/9 ALS patients showed at least one run above chance. Overall, patients achieved higher accuracies in VT2 than VT3. LIS patients due to ALS exhibited higher accuracies that LIS patients due to stroke, in both the VT2 and VT3 paradigms. These initial data suggest that controlling this type of BCI requires specific cognitive abilities that may be impaired in certain sub-groups of severely motor-impaired patients. Future studies on a larger cohort of patients are needed to better identify and understand the underlying cortical mechanisms of these differences.

Highlights

  • The term locked-in syndrome (LIS) was introduced to describe a clinical state of quadriplegia and anarthria due to a disruption of the corticospinal and corticobulbar tracts in the brainstem (Plum and Posner, 1983)

  • AH was mainly responsible for data analysis and manuscript preparation

  • The remaining authors were responsible for study design and manuscript preparation

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Summary

Introduction

The term locked-in syndrome (LIS) was introduced to describe a clinical state of quadriplegia and anarthria due to a disruption of the corticospinal and corticobulbar tracts in the brainstem (Plum and Posner, 1983). The principal etiology of acute onset LIS is stroke (ischemic or hemorrhagic) affecting the ventral part of the pons (Patterson and Grabois, 1986). LIS can result from the late stage of chronic degenerative neurological diseases such as amyotrophic lateral sclerosis (ALS), which affects the upper and lower motor neurons, leading to progressive paralysis of voluntary muscles and eventually to respiratory failure (Bäumer et al, 2014). Patients with CLIS/LIS can be mistaken with patients in coma or with other DOC such as the vegetative state/unresponsive wakefulness syndrome (VS/UWS), in which patients are eyes opened but do not show any sign of voluntary movement. Reliable diagnostic tools for the differentiation of these clinical conditions are of utmost importance

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