Optimizing top-k retrieval: submodularity analysis and search strategies

Abstract

The key issue in top-k retrieval, finding a set of k documents (from a large document collection) that can best answer a user's query, is to strike the optimal balance between relevance and diversity. In this paper, we study the top-k retrieval problem in the framework of facility location analysis and prove the submodularity of that objective function which provides a theoretical approximation guarantee of factor 1?$$\frac{1}{e}$$ for the (best-first) greedy search algorithm. Furthermore, we propose a two-stage hybrid search strategy which first obtains a high-quality initial set of top-k documents via greedy search, and then refines that result set iteratively via local search. Experiments on two large TREC benchmark datasets show that our two-stage hybrid search strategy approach can supersede the existing ones effectively and efficiently.