Abstract

State-of-the-art machine learning (ML) artificial intelligence methods are increasingly leveraged in clinical predictive modeling to provide clinical decision support systems to physicians. Modern ML approaches such as artificial neural networks (ANNs) and tree boosting often perform better than more traditional methods like logistic regression. On the other hand, these modern methods yield a limited understanding of the resulting predictions. However, in the medical domain, understanding of applied models is essential, in particular, when informing clinical decision support. Thus, in recent years, interpretability methods for modern ML methods have emerged to potentially allow explainable predictions paired with high performance. To our knowledge, we present in this work the first explainability comparison of two modern ML methods, tree boosting and multilayer perceptrons (MLPs), to traditional logistic regression methods using a stroke outcome prediction paradigm. Here, we used clinical features to predict a dichotomized 90 days post-stroke modified Rankin Scale (mRS) score. For interpretability, we evaluated clinical features’ importance with regard to predictions using deep Taylor decomposition for MLP, Shapley values for tree boosting and model coefficients for logistic regression. With regard to performance as measured by Area under the Curve (AUC) values on the test dataset, all models performed comparably: Logistic regression AUCs were 0.83, 0.83, 0.81 for three different regularization schemes; tree boosting AUC was 0.81; MLP AUC was 0.83. Importantly, the interpretability analysis demonstrated consistent results across models by rating age and stroke severity consecutively amongst the most important predictive features. For less important features, some differences were observed between the methods. Our analysis suggests that modern machine learning methods can provide explainability which is compatible with domain knowledge interpretation and traditional method rankings. Future work should focus on replication of these findings in other datasets and further testing of different explainability methods.

Highlights

  • Machine learning (ML) techniques are state-of-the-art in predictive modeling in fields like computer vision and autonomous navigation [1]

  • 3) Domain knowledge supported interpretation leading to increased trust by the physicians, other healthcare professionals, and patients [12]: Some argue that black box approaches are unacceptable for clinical decision support from the physicians point-of-view [13] and from the patient’s point-of-view [14]

  • The lowest variance amongst feature importance was found for the multilayer perceptrons (MLPs) model

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Summary

Introduction

Machine learning (ML) techniques are state-of-the-art in predictive modeling in fields like computer vision and autonomous navigation [1]. These tools are leveraged for clinical predictive modeling and clinical decision support, where clinical values are used to predict a clinical status, e.g. a diagnosis, outcome or risk [2,3]. A common criticism of these modern techniques is that while they might increase model performance they do not provide the possibility to explain the resulting predictions [9]. Researchers and developers are facing an unfortunate trade-off: either to use methods with potentially higher performance or to use methods providing explainability to comply with ethical and regulatory requirements [9]

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