Online State-of-Health Estimation for NMC Lithium-Ion Batteries Using an Observer Structure

Abstract

State-of-health (SoH) estimation is one of the key tasks of a battery management system, (BMS) as battery aging results in capacity- and power fade that must be accounted for by the BMS to ensure safe operation over the battery’s lifetime. In this study, an online SoH estimator approach for NMC Li-ion batteries is presented which is suitable for implementation in a BMS. It is based on an observer structure in which the difference between a calculated and expected open-circuit voltage (OCV) is used for online SoH estimation. The estimator is parameterized and evaluated using real measurement data. The data were recorded for more than two years on an electrified bus fleet of 10 buses operated in a mild European climate and used regularly in the urban transport sector. Each bus is equipped with four NMC Li-ion batteries. Every battery has an energy of 30.6 kWh. Additionally, two full-capacity checkup measurements were performed for one of the operated batteries: one directly after production and one after two years of operation. Initial validation results demonstrated a SoH estimation accuracy of ±0.5% compared to the last checkup measurement.