Abstract

Human newborns spend up to 18 hours sleeping. The organization of their sleep differs immensely from adult sleep, and its quick maturation and fundamental changes correspond to the rapid cortical development at this age. Manual sleep classification is specifically challenging in this population given major body movements and frequent shifts between vigilance states; in addition various staging criteria co-exist. In the present study we utilized a machine learning approach and investigated how EEG complexity and sleep stages evolve during the very first weeks of life. We analyzed 42 full-term infants which were recorded twice (at week two and five after birth) with full polysomnography. For sleep classification EEG signal complexity was estimated using multi-scale permutation entropy and fed into a machine learning classifier. Interestingly the baby's brain signal complexity (and spectral power) revealed developmental changes in sleep in the first 5 weeks of life, and were restricted to NREM ("quiet") and REM ("active sleep") states with little to no changes in state wake. Data demonstrate that our classifier performs well over chance (i.e., >33% for 3-class classification) and reaches almost human scoring accuracy (60% at week-2, 73% at week-5). Altogether, these results demonstrate that characteristics of newborn sleep develop rapidly in the first weeks of life and can be efficiently identified by means of machine learning techniques.

Highlights

  • Sleep of newborns greatly differs from the sleep of kids or adults

  • Using paired-samples Wilcoxon test, we found no significant differences in the median duration of classes from week-2 to week-5 (Wilcoxon Signed-Ranks tests; NREM: Z = 10.5, p = .15, REM: Z = 191.0, p = .56, WAKE: Z = 32.5, p = .21)

  • As babies at this age sleep a significant proportion of time we had the opportunity to study sleep and associated brain dynamics in this early age group

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Summary

Introduction

Sleep of newborns greatly differs from the sleep of kids or adults. Adult-like classification of sleep into classical sleep stages is possible only from the age of 2–3 months onwards, since only typical NREM patterns, like sleep spindles, K-complexes, or slow waves emerge (AASM; [1]). Until the EEG landscape is dominated by low-voltage-irregular (REM/Wake), highvoltage slow (NREM/REM), mixed (Wake/NREM/REM) and tracealternant patterns in NREM. Oscillatory activity of newborns is dominated during wake by slow oscillations of a very high amplitude up to 100 μV [2]. Another hallmark of early brain activity is bursting.

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