On the detectability of ocean surface waves by real and synthetic aperture radar

Abstract

Real and synthetic aperture radars have been used in recent years to image ocean surface waves. Though wavelike patterns are often discernible on radar images, it is still not fully understood how they relate to the actual wave field. The present paper reviews and extends current models on the imaging mechanism. Linear transfer functions that relate the two‐dimensional wave field to the real aperture radar (SLAR) image are calculated by using the two‐scale wave model. It is noted that a description of the imaging process by these transfer functions can only be adequate for low to moderate sea states. Possible other mechanisms that contribute to the visibility of waves by real aperture radar at higher sea states, such as Bragg scattering from spontaneously generated short waves at peaked crests or in wave breaking regions, and Rayleigh scattering from air bubbles entrained in the water and from water droplets thrown into the air by breaking waves, are discussed in a qualitative way. The imaging mechanism for synthetic aperture radars (SAR's) is strongly influenced by wave motions (i.e., by the orbital velocity and acceleration associated with the long waves). The phase velocity of the long waves does not enter into the imaging process. Focusing of ocean wave imagery is attributed to orbital acceleration effects. The orbital motions lead to a degradation in resolution which causes image smear as well as a SAR inherent imaging mechanism called velocity bunching. The parameter range for which velocity bunching is a linear mapping process is calculated. It is shown that linearity holds only for a relative small range of ocean wave parameters: The likelihood that the transfer function is linear increases as the direction of wave propagation approaches the range direction, as the wavelength increases, and as the wave height decreases. Linearity is required for applying simple linear system theory for calculating the ocean wave spectrum from the gray level intensity spectrum of the image. Although, in general, the full ocean wave spectrum cannot be recovered from the SAR image by applying simple linear inversion techniques, it is concluded that for many cases in which the ocean wave spectrum is relatively narrow the dominant wavelength and direction can still be retrieved from the image even when the mapping transfer function is nonlinear. Finally, we compare our theoretical models for the imaging mechanisms with existing SLAR and SAR imagery of ocean waves and conclude that our theoretical models are in agreement with experimental data. In particular, our theory predicts that swell traveling in flight (azimuthal) direction is not detectable by SLAR but is detectable by SAR.