Novel Hybrid Model to Estimate Leaf Carotenoids Using Multilayer Perceptron and PROSPECT Simulations

Abstract

Leaf carotenoids (Cxc) play a crucial role in vegetation as essential pigments responsible for capturing sunlight and protecting leaf tissues. They provide vital insights into a plant physiological status and serve as sensitive indicators of plant stress. However, remote sensing of Cxc at the leaf level has been challenging due to the low Cxc content and weaker absorption features compared to those of chlorophylls in the visible domain. Existing vegetation indices have been widely applied but often lack a solid physical foundation, which limits their applicability and robustness in characterizing Cxc. Yet, physical models can confront this ill-posed problem, though with high operational costs. To address this issue, this study presents a novel hybrid inversion method that combines the multilayer perceptron (MLP) algorithm with PROSPECT model simulations to accurately retrieve Cxc. The effectiveness of the MLP method was investigated through comparisons with the classical PROSPECT model inversion (look-up table [LUT] method), the convolutional neural network (CNN) hybrid model, and the Transformer hybrid model. In the pooled results of six experimental datasets, the MLP method exhibited its robustness and generalization capabilities for leaf Cxc content estimation, with RMSE of 3.12 μg/cm2 and R2 of 0.52. The Transformer (RMSE = 3.14 μg/cm2, R2 = 0.46), CNN (RMSE = 3.42 μg/cm2, R2 = 0.28), and LUT (RMSE = 3.82 μg/cm2, R2 = 0.24) methods followed in descending order of accuracy. A comparison with previous studies using the same public datasets (ANGERS and LOPEX) also demonstrated the performance of the MLP method from another perspective. These findings underscore the potential of the proposed MLP hybrid method as a powerful tool for accurate Cxc retrieval applications, providing valuable insights into vegetation health and stress response.