Abstract

The purpose of this study was to develop and test personalized predictions for functional recovery after Total Knee Arthroplasty (TKA) surgery, using a novel neighbors-based prediction approach. We used data from 397 patients with TKA to develop the prediction methodology and then tested the predictions in a temporally distinct sample of 202 patients. The Timed Up and Go (TUG) Test was used to assess physical function. Neighbors-based predictions were generated by estimating an index patient’s prognosis from the observed recovery data of previous similar patients (a.k.a., the index patient’s “matches”). Matches were determined by an adaptation of predictive mean matching. Matching characteristics included preoperative TUG time, age, sex and Body Mass Index. The optimal number of matches was determined to be m = 35, based on low bias (− 0.005 standard deviations), accurate coverage (50% of the realized observations within the 50% prediction interval), and acceptable precision (the average width of the 50% prediction interval was 2.33 s). Predictions were well-calibrated in out-of-sample testing. These predictions have the potential to inform care decisions both prior to and following TKA surgery.

Highlights

  • The purpose of this study was to develop and test personalized predictions for functional recovery after Total Knee Arthroplasty (TKA) surgery, using a novel neighbors-based prediction approach

  • The sex distribution and Body Mass Index (BMI) were similar across the two data sets, there were statistically significant differences in age and baseline Timed Up and Go (TUG) time

  • Preoperative TUG time carried the biggest weight in selecting matches; the standardized coefficient for preoperative TUG time was 4.7 times larger than for BMI

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Summary

Introduction

The purpose of this study was to develop and test personalized predictions for functional recovery after Total Knee Arthroplasty (TKA) surgery, using a novel neighbors-based prediction approach. Neighbors-based predictions were generated by estimating an index patient’s prognosis from the observed recovery data of previous similar patients (a.k.a., the index patient’s “matches”). In a neighbors-based approach, an index patient’s prognosis is estimated from the observed recovery data of previous similar ­patients[14]. These previous patients are known as the index patient’s neighbors or “matches” In this approach, the parameters of the prediction and the shape of the prognostic trajectory are allowed to vary substantially across individuals. The parameters of the prediction and the shape of the prognostic trajectory are allowed to vary substantially across individuals Such flexibility may better accommodate the heterogeneity in recovery following T­ KA15. The training set served as the donor dataset for an out-of-sample validation using patients from the test set

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