Abstract

BackgroundThe methods currently available to estimate age- and sex-specific mortality rates for sub-populations are subject to a number of important limitations. We propose two alternative multivariable approaches: a relational model and a Poisson model both using restricted cubic splines.MethodsWe evaluated a flexible Poisson and flexible relational model against the Elandt-Johnson approach in a simulation study using 100 random samples of population and death counts, with different sampling proportions and data arrangements. Estimated rates were compared to the original mortality rates using goodness-of-fit measures and life expectancy. We further investigated an approach for determining optimal knot locations in the Poisson model.ResultsThe flexible Poisson model outperformed the flexible relational and Elandt-Johnson methods with the smallest sample of data (1%). With the largest sample of data (20%), the flexible Poisson and flexible relational models performed comparably, though the flexible Poisson model displayed a slight advantage. Both approaches tended to underestimate infant mortality and thereby overestimate life expectancy at birth. The flexible Poisson model performed much better at young ages when knots were fixed a priori. For ages 30 and above, results were similar to the model with no fixed knots.ConclusionsThe flexible Poisson model is recommended because it derives robust and unbiased estimates for sub-populations without making strong assumptions about age-specific mortality profiles. Fixing knots a priori in the final model greatly improves fit at the young ages.

Highlights

  • The methods currently available to estimate age- and sex-specific mortality rates for sub-populations are subject to a number of important limitations

  • Simulation study The simulation study was designed to evaluate whether the flexible relational and Poisson models performed better than the Elandt-Johnson method when producing smooth, complete life tables for sub-national populations

  • The Townsend index is a measure of deprivation, based upon four household characteristics collected in the decennial census

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Summary

Introduction

The methods currently available to estimate age- and sex-specific mortality rates for sub-populations are subject to a number of important limitations. Life tables are sets of age-specific mortality rates for a given population or sub-population. They are an important demographic tool for social sciences as well as many other fields of scientific research, and are the basis for the calculation of life expectancy. Complete life tables are published by sex at a national level on a regular basis. Such life tables are incomplete or unavailable for many middle and low-income countries. Because background mortality can vary widely, either geographically, by socio-economic level, or by ethnicity, it is desirable to be able to produce life tables specific to these populations in order to better understand how mortality varies within them [1]

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