Multiplicities and mixed multiplicities of arbitrary filtrations
We develop a theory of multiplicities and mixed multiplicities of filtrations, extending the theory for filtrations of m-primary ideals to arbitrary (not necessarily Noetherian) filtrations. The mixed multiplicities of r filtrations on an analytically unramified local ring R come from the coefficients of a suitable homogeneous polynomial in r variables of degree equal to the dimension of the ring, analogously to the classical case of the mixed multiplicities of m-primary ideals in a local ring. We prove that the Minkowski inequalities hold for arbitrary filtrations. The characterization of equality in the Minkowski inequality for m-primary ideals in a local ring by Teissier, Rees and Sharp and Katz does not extend to arbitrary filtrations, but we show that they are true in a large and important subcategory of filtrations. We define divisorial and bounded filtrations. The filtration of powers of a fixed ideal is a bounded filtration, as is a divisorial filtration. We show that in an excellent local domain, the characterization of equality in the Minkowski equality is characterized by the condition that the integral closures of suitable Rees like algebras are the same, strictly generalizing the theorem of Teissier, Rees and Sharp and Katz. We also prove that a theorem of Rees characterizing the inclusion of ideals with the same multiplicity generalizes to bounded filtrations in excellent local domains. We give a number of other applications, extending classical theorems for ideals.
148
- 10.1353/ajm.2003.0010
- Apr 1, 2003
- American Journal of Mathematics
70
- 10.1112/jlms/s2-18.3.449
- Dec 1, 1978
- Journal of the London Mathematical Society
5477
- 10.1007/978-1-4757-3849-0
- Jan 1, 1977
71
- 10.1016/j.aim.2014.07.004
- Jul 22, 2014
- Advances in Mathematics
76
- 10.1007/bf01180686
- Mar 1, 1989
- Mathematische Zeitschrift
387
- 10.4007/annals.2012.176.2.5
- Sep 1, 2012
- Annals of Mathematics
99
- 10.1016/s0021-8693(02)00112-6
- Oct 1, 2002
- Journal of Algebra
167
- 10.1090/s0894-0347-2012-00731-0
- Feb 8, 2012
- Journal of the American Mathematical Society
179
- 10.1017/s0305004100034800
- Jan 1, 1961
- Mathematical Proceedings of the Cambridge Philosophical Society
20
- 10.1090/tran/7745
- Jan 16, 2019
- Transactions of the American Mathematical Society
- Research Article
6
- 10.1112/jlms.12643
- Jun 15, 2022
- Journal of the London Mathematical Society
In this paper we define and explore the analytic spread ℓ ( I ) $\ell (\mathcal {I})$ of a filtration in a local ring. We show that, especially for divisorial and symbolic filtrations, some basic properties of the analytic spread of an ideal extend to filtrations, even when the filtration is non-Noetherian. We also illustrate some significant differences between the analytic spread of a filtration and the analytic spread of an ideal with examples. In the case of an ideal I $I$ , we have the classical bounds ht ( I ) ⩽ ℓ ( I ) ⩽ dim R $\mbox{ht}(I)\leqslant \ell (I)\leqslant \dim R$ . The upper bound ℓ ( I ) ⩽ dim R $\ell (\mathcal {I})\leqslant \dim R$ is true for filtrations I $\mathcal {I}$ , but the lower bound is not true for all filtrations. We show that for the filtration I $\mathcal {I}$ of symbolic powers of a height two prime ideal p $\mathfrak {p}$ in a regular local ring of dimension three (a space curve singularity), so that ht ( I ) = 2 $\mbox{ht}(\mathcal {I}) =2$ and dim R = 3 $\dim R=3$ , we have that 0 ⩽ ℓ ( I ) ⩽ 2 $0\leqslant \ell (\mathcal {I})\leqslant 2$ and all values of 0, 1 and 2 can occur. In the cases of analytic spread 0 and 1 the symbolic algebra is necessarily non-Noetherian. The symbolic algebra is non-Noetherian if and only if ℓ ( p ( n ) ) = 3 $\ell (\mathfrak {p}^{(n)})=3$ for all symbolic powers of p $\mathfrak {p}$ and if and only if ℓ ( I a ) = 3 $\ell (\mathcal {I}_a)=3$ for all truncations I a $\mathcal {I}_a$ of I $\mathcal {I}$ .
- Research Article
- 10.1112/blms.70099
- May 27, 2025
- Bulletin of the London Mathematical Society
Abstract In this article, we extend the notion of multiplicity for weakly graded families of ideals which are bounded below linearly. In particular, we show that the limit exists where is a bounded below linearly weakly graded family of ideals in a Noetherian local ring of dimension with . Furthermore, we prove that “volume = multiplicity” formula and Minkowski inequality hold for such families of ideals. We explore some properties of for weakly graded families of ideals of the form where is an ‐primary graded family of ideals. We provide a necessary and sufficient condition for the equality in Minkowski inequality for the weakly graded families of ideals of the form where is a bounded filtration. Moreover, we generalize a result of Rees characterizing the inclusion of ideals with the same multiplicities for the above families of ideals. Finally, we investigate the asymptotic behavior of the length function where is a filtration of ideals (not necessarily ‐primary).
- Research Article
1
- 10.1215/00192082-11081310
- Apr 1, 2024
- Illinois Journal of Mathematics
We extend the epsilon multiplicity of ideals defined by Ulrich and Validashti to epsilon multiplicity of filtrations, and show that under mild assumptions this multiplicity exists as a limit. We show that in rather general rings, the epsilon multiplicity of a Q-divisorial filtration is positive if and only if the analytic spread of the filtration is maximal (equal to the dimension of the ring). The condition that filtrations J ⊂ I have the same epsilon multiplicity is considered, and we find conditions ensuring that the filtrations have the same integral closure.
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- 10.1080/00927872.2025.2459254
- Feb 23, 2025
- Communications in Algebra
Let I = { I n } be a Q -divisorial filtration on a two dimensional normal excellent local ring ( R , m R ) . Let R [ I ] = ⊕ n ≥ 0 I n be the Rees algebra of I and τ : Proj R [ I ] ) → Spec ( R ) be the natural morphism. The reduced fiber cone of I is the R-algebra R [ I ] / m R R [ I ] , and the reduced exceptional fiber of τ is Proj ( R [ I ] / m R R [ I ] ) . In [7], we showed that in spite of the fact that R [ I ] is often not Noetherian, m R R [ I ] always has only finitely many minimal primes, so τ − 1 ( m R ) has only finitely many irreducible components. We give an explicit description of the scheme structure of Proj ( R [ I ] ) . As a corollary, we obtain a new proof of a theorem of F. Russo, showing that Proj ( R [ I ] ) is always Noetherian and that R [ I ] is Noetherian if and only if Proj ( R [ I ] ) is a proper R-scheme. We give an explicit description of the scheme structure of the reduced exceptional fiber Proj ( R [ I ] / m R R [ I ] ) of τ , in terms of the possible values 0, 1 or 2 of the analytic spread l ( I ) = dim R [ I ] / m R R [ I ] . In the case that l ( I ) = 0 , τ − 1 ( m R ) is the emptyset; this case can only occur if R [ I ] is not Noetherian. At the end of the introduction, we give a simple example of a graded filtration J of a two dimensional regular local ring R such that Proj ( R [ J ] ) is not Noetherian. This filtration is necessarily not divisorial.
- New
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- Nov 1, 2025
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The Rees algebra and analytic spread of a divisorial filtration
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- Feb 21, 2025
- Mathematics
In this article, we survey some aspects of the theory of multiplicities of mR-primary ideals in a local ring (R,mR) and the extension of this theory to multiplicities of graded families of mR-primary ideals. We first discuss the existence of multiplicities as a limit. Then, we focus on a theorem of Rees, characterizing when two mR-primary ideals I⊂J have the same multiplicity, and discuss extensions of this theorem to filtrations of mR-primary ideals. In the final sections, we give outlines of the proof of existence of the multiplicity of a graded family of mR-primary ideals as a limit, with mild conditions on R, and the proof of the extension of Rees’ theorem to divisorial filtrations.
- Research Article
1
- 10.1017/nmj.2022.35
- Nov 23, 2022
- Nagoya Mathematical Journal
Abstract In this paper, we prove that a classical theorem by McAdam about the analytic spread of an ideal in a Noetherian local ring continues to be true for divisorial filtrations on a two-dimensional normal excellent local ringR, and that the Hilbert polynomial of the fiber cone of a divisorial filtration onRhas a Hilbert function which is the sum of a linear polynomial and a bounded function. We prove these theorems by first studying asymptotic properties of divisors on a resolution of singularities of the spectrum ofR. The filtration of the symbolic powers of an ideal is an example of a divisorial filtration. Divisorial filtrations are often not Noetherian, giving a significant difference in the classical case of filtrations of powers of ideals and divisorial filtrations.
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3
- 10.1112/s0010437x23007972
- Mar 13, 2024
- Compositio Mathematica
We prove that the multiplicity of a filtration of a local ring satisfies various convexity properties. In particular, we show the multiplicity is convex along geodesics. As a consequence, we prove that the volume of a valuation is log convex on simplices of quasi-monomial valuations and give a new proof of a theorem of Xu and Zhuang on the uniqueness of normalized volume minimizers. In another direction, we generalize a theorem of Rees on multiplicities of ideals to filtrations and characterize when the Minkowski inequality for filtrations is an equality under mild assumptions.
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10
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- Oct 15, 2019
- Advances in Mathematics
Mixed multiplicities of divisorial filtrations
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20
- 10.4310/mrl.2008.v15.n4.a17
- Jan 1, 2008
- Mathematical Research Letters
Let $(R,\m,k)$ be a local (Noetherian) ring of positive prime characteristic $p$ and dimension $d$. Let $G_\dt$ be a minimal resolution of the residue field $k$, and for each $i\ge 0$, let $\gothic t_i(R) = \lim_{e\to \8} {\length(H_i(F^e(G_\dt)))}/{p^{ed}}$. We show that if $\gothic t_i(R) = 0$ for some $i>0$, then $R$ is a regular local ring. Using the same method, we are also able to show that if $R$ is an excellent local domain and $\Tor_i^R(k,R^+) = 0$ for some $i>0$, then $R$ is regular (where $R^+$ is the absolute integral closure of $R$). Both of the two results were previously known only for $i = 1$ or $2$ via completely different methods.
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9
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- Jul 9, 2021
- Advances in Mathematics
The Minkowski equality of filtrations
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1
- 10.1016/j.jalgebra.2021.12.009
- Dec 14, 2021
- Journal of Algebra
Completions of uncountable local rings with countable spectra
- Book Chapter
12
- 10.1007/978-1-4612-3660-3_24
- Jan 1, 1989
This is essentially an expository paper about m-primary ideals I in a local ring (R, m) which have a single exceptional prime, i. e., whose closed fiber in the normalization \(\overline {R\left( I \right)} \) of the blow-up R(I) is irreducible. Stated slightly differently, it is about m-primary ideals which have a single associated Rees valuation. If R is analytically unramified then the existence of such an ideal in R implies that R is analytically irreducible. It is conjectured that, conversely, every analytically irreducible local domain has such an ideal.
- Book Chapter
- 10.1007/978-1-4020-2029-2_2
- Jan 1, 2004
The local ring of a point on a curve is a one-dimensional local Cohen-Macaulay ring; in this chapter we study this class of rings. After proving some results on transversal elements in section 1, our main interest in section 2 is the integral closure of a one-dimensional local Cohen-Macaulay ring; we use Manis valuations in describing the integral closure. In section 3 we give necessary and sufficient conditions in order to ensure that the completion of a one-dimensional local Cohen-Macaulay ring which is a domain (resp. has no nilpotent elements) again is a domain (resp. has no nilpotent elements). Here the reader is supposed to be acquainted with the notion of the completion of a local ring and its properties.KeywordsPrime IdealLocal RingMaximal IdealValuation RingRegular ElementThese keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.
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54
- 10.1112/jlms/s2-24.3.467
- Dec 1, 1981
- Journal of the London Mathematical Society
Let Q be an analytically unramified Cohen-Macaulay local ring of dimension 2, with maximal ideal m and infinite residue field k. If a is an m-primary ideal of Q, a∗ will denote its integral closure, λ(a) = l(Q/a∗), e(a) will denote its multiplicity, θ(a) = 2. λ(a)−e(a) and θ ¯ (a) = lim θ(an)/n. This paper uses explicit formulae for θ(ar), θ(arbs) related to earlier results of Narita to prove that θ ¯ (ab) = θ ¯ (a) + θ ¯ (b), and that the identity θ(ab) = θ(a) + θ(b) holding for all m-primary ideals a, b characterises the pseudo-rational local rings of J. Lipman among normal Q. This is used to prove a number of results concerning the normal genus of an ideal and pseudo-rational local rings. In the last section, an expression for θ(a) is obtained in the case where Q is regular which is related to the theory of infinitely near points of D. G. Northcott.
- Research Article
- 10.1112/blms.70099
- May 27, 2025
- Bulletin of the London Mathematical Society
In this article, we extend the notion of multiplicity for weakly graded families of ideals which are bounded below linearly. In particular, we show that the limit exists where is a bounded below linearly weakly graded family of ideals in a Noetherian local ring of dimension with . Furthermore, we prove that “volume = multiplicity” formula and Minkowski inequality hold for such families of ideals. We explore some properties of for weakly graded families of ideals of the form where is an ‐primary graded family of ideals. We provide a necessary and sufficient condition for the equality in Minkowski inequality for the weakly graded families of ideals of the form where is a bounded filtration. Moreover, we generalize a result of Rees characterizing the inclusion of ideals with the same multiplicities for the above families of ideals. Finally, we investigate the asymptotic behavior of the length function where is a filtration of ideals (not necessarily ‐primary).
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12
- 10.1016/0021-8693(79)90175-3
- Jun 1, 1979
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Dualizing complexes and systems of parameters
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3
- 10.1006/jabr.2000.8317
- Jun 1, 2000
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Bounds on Annihilator Lengths in Families of Quotients of Noetherian Rings
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160
- 10.1112/jlms/s2-29.3.397
- Jun 1, 1984
- Journal of the London Mathematical Society
The first section of this paper is devoted to the definition, and proof of the existence, of what are called complete and joint reductions of a set of ideals of a d-dimensional local ring Q with maximal ideal m and residue field k. The former is defined for a set of ideals a1,…, as of Q, and consists of a set of sd elements xij (i = l,…,s;j = 1, …,d) where xij ⊂ ai and the elements yj = xljx2j… xsj(j = 1,…, d) form a reduction of a1 a2… as. The definition of a joint reduction applies to a set of, not necessarily distinct, ideals a1,…, ad, and d s a set of elements xi (i = 1,…, d) such that ∑ d i = 1 xia1…ai=1ai+1…ad is a reduction of a1a2…ad. The second section commences with a treatment of Hilbert functions of several m-primary ideals based on deas of Buchsbaum and Auslander [1, corrections], and sketched in [8]. This is used to prove that the multiplicity of a joint reduction of d m-primary ideals a1,…,ad depends only on a1,…,ad and is a mixed multiplicity as defined by Teissier in [9]. The final part of Section 2 is devoted to a proof of the following result. Suppose that Q is analytically unramified, and that L(Q / (an)′), where (an)′ is the integral closure of an, with a m-primary, is equal to the polynomial (e(a)nd/d!−½(f(a)nd−1/(d−1)!)+… for large n. Then f(a) is a homogeneous polynomial over the set of m-primary ideals of Q in the sense that f ( a 1 r 1 ⋯ a s r s ) can be expressed as a homogeneous polynomial of degree d − 1 for r1,…, rs ⩾ 0(and not merely for r1,…, rs all positive). This extends a result proved in the case d = 2 in [7] to general d.
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10
- 10.1080/00927870802266490
- Nov 24, 2009
- Communications in Algebra
Given any local Noetherian ring (R, 𝔪), we study invariants, such as the dimension and multiplicity, of the Sally module S J (I) of any 𝔪-primary ideal I with respect to a minimal reduction J. As a by-product we obtain an estimate for the Hilbert coefficients of 𝔪 that generalizes a bound established by Elias and Valla in a local Cohen–Macaulay setting. We also find sharp estimates for the multiplicity of the special fiber ring ℱ(I) of I, which recover previous bounds established by Polini, Vasconcelos, and the author in the local Cohen–Macaulay case. A particular attention is also paid to Sally modules in local Buchsbaum rings.
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6
- 10.2140/ant.2017.11.1461
- Aug 16, 2017
- Algebra & Number Theory
Suppose that $R$ is a 2 dimensional excellent local domain with quotient field $K$, $K^*$ is a finite separable extension of $K$ and $S$ is a 2 dimensional local domain with quotient field $K^*$ such that $S$ dominates $R$. Suppose that $\nu^*$ is a valuation of $K^*$ such that $\nu^*$ dominates $S$. Let $\nu$ be the restriction of $\nu^*$ to $K$. The associated graded ring ${\rm gr}_{\nu}(R)$ was introduced by Bernard Teissier. It plays an important role in local uniformization. We show that the extension $(K,\nu)\rightarrow (K^*,\nu^*)$ of valued fields is without defect if and only if there exist regular local rings $R_1$ and $S_1$ such that $R_1$ is a local ring of a blow up of $R$, $S_1$ is a local ring of a blowup of $S$, $\nu^*$ dominates $S_1$, $S_1$ dominates $R_1$ and the associated graded ring ${\rm gr}_{\nu^*}(S_1)$ is a finitely generated ${\rm gr}_{\nu}(R_1)$-algebra. We also investigate the role of splitting of the valuation $\nu$ in $K^*$ in finite generation of the extensions of associated graded rings along the valuation. We will say that $\nu$ does not split in $S$ if $\nu^*$ is the unique extension of $\nu$ to $K^*$ which dominates $S$. We show that if $R$ and $S$ are regular local rings, $\nu^*$ has rational rank 1 and is not discrete and ${\rm gr}_{\nu^*}(S)$ is a finitely generated ${\rm gr}_{\nu}(R)$-algebra, then $\nu$ does not split in $S$. We give examples showing that such a strong statement is not true when $\nu$ does not satisfy these assumptions. We deduce that if $\nu$ has rational rank 1 and is not discrete and if $R\rightarrow R'$ is a nontrivial sequence of quadratic transforms along $\nu$, then ${\rm gr}_{\nu}(R')$ is not a finitely generated ${\rm gr}_{\nu}(R)$-algebra.
- Dissertation
- 10.36934/t2020-028
- May 31, 2020
We find necessary and sufficient conditions for a complete local (Noetherian) ring to be the completion of an uncountable local (Noetherian) domain with a countable spectrum. Our results suggest that uncountable local domains with countable spectra are more common than previously thought. We also characterize completions of uncountable excellent local domains with countable spectra assuming the completion contains the rationals, completions of uncountable local unique factorization domains with countable spectra, completions of uncountable noncatenary local domains with countable spectra, and completions of uncountable noncatenary local unique factorization domains with countable spectra.
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- 10.1017/s0013091500020708
- Feb 1, 2000
- Proceedings of the Edinburgh Mathematical Society
Let (A, m) be a Noetherian local ring such that the residue field A/m is infinite. Let I be arbitrary ideal in A, and M a finitely generated A-module. We denote by ℓ(I, M) the Krull dimension of the graded module ⊕n≥0InM/mInM over the associated graded ring of I. Notice that ℓ(I, A) is just the analytic spread of I. In this paper, we define, for 0 ≤ i ≤ ℓ = ℓ(I, M), certain elements ei(I, M) in the Grothendieck group K0(A/I) that suitably generalize the notion of the coefficients of Hilbert polynomial for m-primary ideals. In particular, we show that the top term eℓ (I, M), which is denoted by eI(M), enjoys the same properties as the ordinary multiplicity of M with respect to an m-primary ideal.
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