Multiplicities and mixed multiplicities of arbitrary filtrations

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We develop a theory of multiplicities and mixed multiplicities of filtrations, extending the theory for filtrations of m-primary ideals to arbitrary (not necessarily Noetherian) filtrations. The mixed multiplicities of r filtrations on an analytically unramified local ring R come from the coefficients of a suitable homogeneous polynomial in r variables of degree equal to the dimension of the ring, analogously to the classical case of the mixed multiplicities of m-primary ideals in a local ring. We prove that the Minkowski inequalities hold for arbitrary filtrations. The characterization of equality in the Minkowski inequality for m-primary ideals in a local ring by Teissier, Rees and Sharp and Katz does not extend to arbitrary filtrations, but we show that they are true in a large and important subcategory of filtrations. We define divisorial and bounded filtrations. The filtration of powers of a fixed ideal is a bounded filtration, as is a divisorial filtration. We show that in an excellent local domain, the characterization of equality in the Minkowski equality is characterized by the condition that the integral closures of suitable Rees like algebras are the same, strictly generalizing the theorem of Teissier, Rees and Sharp and Katz. We also prove that a theorem of Rees characterizing the inclusion of ideals with the same multiplicity generalizes to bounded filtrations in excellent local domains. We give a number of other applications, extending classical theorems for ideals.

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Mixed multiplicities of filtrations
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  • Steven Dale Cutkosky + 2 more

CitationsShowing 8 of 8 papers
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  • Research Article
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  • 10.1112/jlms.12643
Analytic spread of filtrations and symbolic algebras
  • Jun 15, 2022
  • Journal of the London Mathematical Society
  • Steven Dale Cutkosky + 1 more

In this paper we define and explore the analytic spread ℓ ( I ) $\ell (\mathcal {I})$ of a filtration in a local ring. We show that, especially for divisorial and symbolic filtrations, some basic properties of the analytic spread of an ideal extend to filtrations, even when the filtration is non-Noetherian. We also illustrate some significant differences between the analytic spread of a filtration and the analytic spread of an ideal with examples. In the case of an ideal I $I$ , we have the classical bounds ht ( I ) ⩽ ℓ ( I ) ⩽ dim R $\mbox{ht}(I)\leqslant \ell (I)\leqslant \dim R$ . The upper bound ℓ ( I ) ⩽ dim R $\ell (\mathcal {I})\leqslant \dim R$ is true for filtrations I $\mathcal {I}$ , but the lower bound is not true for all filtrations. We show that for the filtration I $\mathcal {I}$ of symbolic powers of a height two prime ideal p $\mathfrak {p}$ in a regular local ring of dimension three (a space curve singularity), so that ht ( I ) = 2 $\mbox{ht}(\mathcal {I}) =2$ and dim R = 3 $\dim R=3$ , we have that 0 ⩽ ℓ ( I ) ⩽ 2 $0\leqslant \ell (\mathcal {I})\leqslant 2$ and all values of 0, 1 and 2 can occur. In the cases of analytic spread 0 and 1 the symbolic algebra is necessarily non-Noetherian. The symbolic algebra is non-Noetherian if and only if ℓ ( p ( n ) ) = 3 $\ell (\mathfrak {p}^{(n)})=3$ for all symbolic powers of p $\mathfrak {p}$ and if and only if ℓ ( I a ) = 3 $\ell (\mathcal {I}_a)=3$ for all truncations I a $\mathcal {I}_a$ of I $\mathcal {I}$ .

  • Research Article
  • 10.1112/blms.70099
Multiplicities of weakly graded families of ideals
  • May 27, 2025
  • Bulletin of the London Mathematical Society
  • Parangama Sarkar

Abstract In this article, we extend the notion of multiplicity for weakly graded families of ideals which are bounded below linearly. In particular, we show that the limit exists where is a bounded below linearly weakly graded family of ideals in a Noetherian local ring of dimension with . Furthermore, we prove that “volume = multiplicity” formula and Minkowski inequality hold for such families of ideals. We explore some properties of for weakly graded families of ideals of the form where is an ‐primary graded family of ideals. We provide a necessary and sufficient condition for the equality in Minkowski inequality for the weakly graded families of ideals of the form where is a bounded filtration. Moreover, we generalize a result of Rees characterizing the inclusion of ideals with the same multiplicities for the above families of ideals. Finally, we investigate the asymptotic behavior of the length function where is a filtration of ideals (not necessarily ‐primary).

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  • Cite Count Icon 1
  • 10.1215/00192082-11081310
Epsilon multiplicity and analytic spread of filtrations
  • Apr 1, 2024
  • Illinois Journal of Mathematics
  • Steven Dale Cutkosky + 1 more

We extend the epsilon multiplicity of ideals defined by Ulrich and Validashti to epsilon multiplicity of filtrations, and show that under mild assumptions this multiplicity exists as a limit. We show that in rather general rings, the epsilon multiplicity of a Q-divisorial filtration is positive if and only if the analytic spread of the filtration is maximal (equal to the dimension of the ring). The condition that filtrations J ⊂ I have the same epsilon multiplicity is considered, and we find conditions ensuring that the filtrations have the same integral closure.

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  • Research Article
  • 10.1080/00927872.2025.2459254
Rees algebras and the reduced fiber cone of divisorial filtrations on two dimensional normal local rings
  • Feb 23, 2025
  • Communications in Algebra
  • Steven Dale Cutkosky

Let I = { I n } be a Q -divisorial filtration on a two dimensional normal excellent local ring ( R , m R ) . Let R [ I ] = ⊕ n ≥ 0 I n be the Rees algebra of I and τ : Proj R [ I ] ) → Spec ( R ) be the natural morphism. The reduced fiber cone of I is the R-algebra R [ I ] / m R R [ I ] , and the reduced exceptional fiber of τ is Proj ( R [ I ] / m R R [ I ] ) . In [7], we showed that in spite of the fact that R [ I ] is often not Noetherian, m R R [ I ] always has only finitely many minimal primes, so τ − 1 ( m R ) has only finitely many irreducible components. We give an explicit description of the scheme structure of Proj ( R [ I ] ) . As a corollary, we obtain a new proof of a theorem of F. Russo, showing that Proj ( R [ I ] ) is always Noetherian and that R [ I ] is Noetherian if and only if Proj ( R [ I ] ) is a proper R-scheme. We give an explicit description of the scheme structure of the reduced exceptional fiber Proj ( R [ I ] / m R R [ I ] ) of τ , in terms of the possible values 0, 1 or 2 of the analytic spread l ( I ) = dim R [ I ] / m R R [ I ] . In the case that l ( I ) = 0 , τ − 1 ( m R ) is the emptyset; this case can only occur if R [ I ] is not Noetherian. At the end of the introduction, we give a simple example of a graded filtration J of a two dimensional regular local ring R such that Proj ( R [ J ] ) is not Noetherian. This filtration is necessarily not divisorial.

  • New
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  • 10.1016/j.aim.2025.110428
The Rees algebra and analytic spread of a divisorial filtration
  • Nov 1, 2025
  • Advances in Mathematics
  • Steven Dale Cutkosky

The Rees algebra and analytic spread of a divisorial filtration

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  • Research Article
  • 10.3390/math13050694
Multiplicities and Volumes of Filtrations
  • Feb 21, 2025
  • Mathematics
  • Steven Dale Cutkosky

In this article, we survey some aspects of the theory of multiplicities of mR-primary ideals in a local ring (R,mR) and the extension of this theory to multiplicities of graded families of mR-primary ideals. We first discuss the existence of multiplicities as a limit. Then, we focus on a theorem of Rees, characterizing when two mR-primary ideals I⊂J have the same multiplicity, and discuss extensions of this theorem to filtrations of mR-primary ideals. In the final sections, we give outlines of the proof of existence of the multiplicity of a graded family of mR-primary ideals as a limit, with mild conditions on R, and the proof of the extension of Rees’ theorem to divisorial filtrations.

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  • 10.1017/nmj.2022.35
ANALYTIC SPREAD OF FILTRATIONS ON TWO-DIMENSIONAL NORMAL LOCAL RINGS
  • Nov 23, 2022
  • Nagoya Mathematical Journal
  • Steven Dale Cutkosky

Abstract In this paper, we prove that a classical theorem by McAdam about the analytic spread of an ideal in a Noetherian local ring continues to be true for divisorial filtrations on a two-dimensional normal excellent local ringR, and that the Hilbert polynomial of the fiber cone of a divisorial filtration onRhas a Hilbert function which is the sum of a linear polynomial and a bounded function. We prove these theorems by first studying asymptotic properties of divisors on a resolution of singularities of the spectrum ofR. The filtration of the symbolic powers of an ideal is an example of a divisorial filtration. Divisorial filtrations are often not Noetherian, giving a significant difference in the classical case of filtrations of powers of ideals and divisorial filtrations.

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  • Research Article
  • Cite Count Icon 3
  • 10.1112/s0010437x23007972
Convexity of multiplicities of filtrations on local rings
  • Mar 13, 2024
  • Compositio Mathematica
  • Harold Blum + 2 more

We prove that the multiplicity of a filtration of a local ring satisfies various convexity properties. In particular, we show the multiplicity is convex along geodesics. As a consequence, we prove that the volume of a valuation is log convex on simplices of quasi-monomial valuations and give a new proof of a theorem of Xu and Zhuang on the uniqueness of normalized volume minimizers. In another direction, we generalize a theorem of Rees on multiplicities of ideals to filtrations and characterize when the Minkowski inequality for filtrations is an equality under mild assumptions.

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Multiplicities of weakly graded families of ideals
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In this article, we extend the notion of multiplicity for weakly graded families of ideals which are bounded below linearly. In particular, we show that the limit exists where is a bounded below linearly weakly graded family of ideals in a Noetherian local ring of dimension with . Furthermore, we prove that “volume = multiplicity” formula and Minkowski inequality hold for such families of ideals. We explore some properties of for weakly graded families of ideals of the form where is an ‐primary graded family of ideals. We provide a necessary and sufficient condition for the equality in Minkowski inequality for the weakly graded families of ideals of the form where is a bounded filtration. Moreover, we generalize a result of Rees characterizing the inclusion of ideals with the same multiplicities for the above families of ideals. Finally, we investigate the asymptotic behavior of the length function where is a filtration of ideals (not necessarily ‐primary).

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Generalizations of Reductions and Mixed Multiplicities
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