Abstract

The three dimensional (3-D) spatiotemporal variations of forest photosynthetically active radiation (PAR) dictate the exchange rates of matter and energy in the carbon and water cycle processes between the plant-soil system and the atmosphere. It is still challenging to explicitly simulate spatial PAR values at any specific position within or under a discontinuous forest canopy. In this study, we propose a novel lidar-based approach to estimate both direct and diffuse forest PAR components from a 3-D perspective. An improved path length-based direct PAR estimation method was developed by incorporating the point density along a light transmission path, and we also obtained the diffuse PAR components using a point-based sky view analysis by assuming the anisotropic sky diffuse distribution. We compared the total PAR modelled using three light path length-based parameters with reference data measured by radiometers on a five-minute time scale during a daily solar course. Our results show that, in a discontinuous forest canopy, the effective path length is a feasible and powerful (R2 = 0.92, p < 0.01) parameter to capture the spatiotemporal variations of total PAR along a light transmission path with a mean bias of −53.04 μmol·m−2·s−1(−6.8%). Furthermore, incorporating point density and spatial distribution factors will further improve the final estimation accuracy (R2 = 0.97, p < 0.01). In the meantime, diffuse PAR tends to be overestimated by 17% at noon and underestimated by about 10% at sunrise and sunset periods by assuming the isotropic sky diffuse distribution. The proposed lidar-based 3-D PAR model will provide a solid foundation to various process-based eco-hydrological models for simulating plant physiological processes such as photosynthesis and evapotranspiration, intra-species competition and succession, and snowmelt dynamics purposes.

Highlights

  • The forest radiation regime is the basic driving factor for most physiological processes such as photosynthesis and respiration [1,2]

  • We developed a lidar-based radiation model based on the following assumptions: (1) The total solar radiation (PPFDtotal) reaching a specific location within or under a forest canopy in 3-D space consists of both the direct photosynthetically active radiation (PAR) (PPFDdir) and diffuse PAR (PPFDdi f ) components

  • We proposed a novel spatially-explicit canopy PAR model according to unmanned aerial vehicle (UAV)-based lidar data to simulate spatiotemporal distributions of PAR within or under a discontinuous broad-leaved forest canopy

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Summary

Introduction

The forest radiation regime is the basic driving factor for most physiological processes such as photosynthesis and respiration [1,2]. The spatiotemporal distributions of forest photosynthetically active radiation (PAR, 400~700 nm) in the three dimensional (3-D) space has great effects on sub-canopy snowmelt dynamics [3,4], understory evapotranspiration [5,6], and the growth and succession of tree seedlings [7,8] It is determined by absorbing, scattering, and transmitting processes between solar PAR and foliage elements as it penetrates through a forest canopy [9,10].

UAV Lidar Data
Data Collection
TLS Data
Lidar Data Pre-Processing
Field-Based PAR Measurements
PAR Measurements Normalization
Model Development
Direct PAR Estimation Model
Scattering PAR Estimation Model
Model Parameters Determination
UAV Lidar Data Thinning
Spatiotemporal Variations of Forest PAR
Determined Parameters of Direct Light Attenuation Model
Effects of Isotropic and Anisotropic Sky Diffuse Distributions
Conclusions
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