Abstract

Height to crown base (HCB) of a tree is an important variable often included as a predictor in various forest models that serve as the fundamental tools for decision-making in forestry. We developed spatially explicit and spatially inexplicit mixed-effects HCB models using measurements from a total 19,404 trees of Norway spruce (Picea abies (L.) Karst.) and European beech (Fagus sylvatica L.) on the permanent sample plots that are located across the Czech Republic. Variables describing site quality, stand density or competition, and species mixing effects were included into the HCB model with use of dominant height (HDOM), basal area of trees larger in diameters than a subject tree (BAL- spatially inexplicit measure) or Hegyi’s competition index (HCI—spatially explicit measure), and basal area proportion of a species of interest (BAPOR), respectively. The parameters describing sample plot-level random effects were included into the HCB model by applying the mixed-effects modelling approach. Among several functional forms evaluated, the logistic function was found most suited to our data. The HCB model for Norway spruce was tested against the data originated from different inventory designs, but model for European beech was tested using partitioned dataset (a part of the main dataset). The variance heteroscedasticity in the residuals was substantially reduced through inclusion of a power variance function into the HCB model. The results showed that spatially explicit model described significantly a larger part of the HCB variations [R2adj = 0.86 (spruce), 0.85 (beech)] than its spatially inexplicit counterpart [R2adj = 0.84 (spruce), 0.83 (beech)]. The HCB increased with increasing competitive interactions described by tree-centered competition measure: BAL or HCI, and species mixing effects described by BAPOR. A test of the mixed-effects HCB model with the random effects estimated using at least four trees per sample plot in the validation data confirmed that the model was precise enough for the prediction of HCB for a range of site quality, tree size, stand density, and stand structure. We therefore recommend measuring of HCB on four randomly selected trees of a species of interest on each sample plot for localizing the mixed-effects model and predicting HCB of the remaining trees on the plot. Growth simulations can be made from the data that lack the values for either crown ratio or HCB using the HCB models.

Highlights

  • Growth capacity of a tree is determined by its foliage surface area or foliage volume, but because of measuring difficulty of these variables, crown length or relative crown length are commonly used as surrogates in various growth and yield models [1]

  • We evaluated three variance functions with each of the five variables (DBH, H, HDOM, BAL, BAPOR) and relative values of Height to crown base (HCB) (HCB/H) as independent variable to stabilize the variance of the withinsample plot heteroscedasticity

  • The base model (Eq 3) only described 68% and 67% of the total variations in the HCB for Norway spruce and European beech, respectively. This this model was expanded through the integration of additional predictors: total height (H), dominant height (HDOM), basal area of trees larger in diameters than a subject tree (BAL), and basal area proportion of a species of interest (BAPOR) (Eq 5)

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Summary

Introduction

Growth capacity of a tree is determined by its foliage surface area or foliage volume, but because of measuring difficulty of these variables, crown length or relative crown length (crown ratio) are commonly used as surrogates in various growth and yield models [1]. Foliage surface area and foliage volume including crown ratio (CR) are related to the assimilation and release of energy, photosynthesis, and transpiration in a tree [2, 3]. The CR has widely been used as an important predictor in forest growth and yield models [11,12,13,14,15,16,17], and tree taper models [18]. The CR may be used for management of recreational forests and wildlife habitats [19, 20]

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