Abstract

Theoretical modeling of surface-enhanced Raman scattering (SERS) is of central importance for unraveling the interplay of underlying processes and a predictive design of SERS substrates. In this work we model the plasmonic enhancement mechanism of SERS with perturbation theory. We consider the excitation of plasmonic modes as an integral part of the Raman process and model SERS as higher-order Raman scattering. Additional resonances appear in the Raman cross section which correspond to the excitation of plasmons at the wavelengths of the incident and the Raman-scattered light. The analytic expression for the Raman cross section can be used to explain the outcome of resonance Raman measurements on SERS analytes as we demonstrate by comparison to experimental data. We also implement the theory to calculate the optical absorption cross section of plasmonic nanoparticles. From a comparison to experimental cross sections, we show that the coupling matrix elements need to be renormalized by a factor that accounts for the depolarization by the bound electrons and interband transitions in order to obtain the correct magnitude. With model calculations we demonstrate that interference of different scattering channels is key to understand the excitation energy dependence of the SERS enhancement for enhancement factors below 103.

Highlights

  • Surface-enhanced Raman scattering (SERS) is the giant increase in the Raman cross section of a molecule close to a metallic nanostructure (Fleischmann et al, 1974)

  • Based on the microscopic theory of Raman scattering we suggested to describe SERS as higher-order Raman (HORa) scattering and developed a theory that treats the plasmonic excitation as a part of the Raman process (Mueller et al, 2016)

  • The theory of surface-enhanced Raman scattering as a higherorder Raman process was introduced in Mueller et al (2016) and will be reviewed in order to set a theoretical basis for the rest of this paper

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Summary

INTRODUCTION

Surface-enhanced Raman scattering (SERS) is the giant increase in the Raman cross section of a molecule close to a metallic nanostructure (Fleischmann et al, 1974). For many years the focus has been on developing microscopic theories for the chemical enhancement mechanism which give insight into the interaction of a molecule with a metal surface and its effect on the Raman spectrum (Jensen et al, 2008; Lombardi and Birke, 2008; Galperin et al, 2009; Hu et al, 2015). The plasmonic enhancement mechanism, on the other hand, is usually modeled with a purely electromagnetic enhancement factor, which is known as the theory of electromagnetic enhancement (Ru and Etchegoin, 2009; Ding et al, 2017) This macroscopic approach is a powerful tool for designing SERS substrates with large enhancement factors but lacks microscopic insight into the different scattering processes underlying SERS. It is used to extract experimental data on the plasmonic system from Raman spectroscopy without requiring a detailed knowledge of the geometry of the plasmonic nanostructure as an input parameter

SERS AS HIGHER-ORDER RAMAN SCATTERING
INTERACTION HAMILTONIANS
Quantization of the Localized Surface Plasmon
Plasmon-Photon Interaction
Plasmon-Molecule Interaction
SERS ENHANCEMENT BY A SILVER NANOSPHERE
COMPARISON TO THEORY OF ELECTROMAGNETIC ENHANCEMENT
CONCLUSIONS
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