Abstract

For improved drought planning and response, there is an increasing need for highly predictive and stable drought prediction models. This paper presents the performance of both homogeneous and heterogeneous model ensembles in the satellite-based prediction of drought severity using artificial neural networks (ANN) and support vector regression (SVR). For each of the homogeneous and heterogeneous model ensembles, the study investigates the performance of three model ensembling approaches: (1) non-weighted linear averaging, (2) ranked weighted averaging, and (3) model stacking using artificial neural networks. Using the approach of “over-produce then select”, the study used 17 years of satellite data on 16 selected variables for predictive drought monitoring to build 244 individual ANN and SVR models from which 111 models were automatically selected for the building of the model ensembles. Model stacking is shown to realize models that are superior in performance in the prediction of future drought conditions as compared to the linear averaging and weighted averaging approaches. The best performance from the heterogeneous stacked model ensembles recorded an R2 of 0.94 in the prediction of future (1 month ahead) vegetation conditions on unseen test data (2016–2017) as compared to an R2 of 0.83 and R2 of 0.78 for ANN and SVR, respectively, in the traditional approach of selection of the best (champion) model. We conclude that despite the computational resource intensiveness of the model ensembling approach, the returns in terms of model performance for drought prediction are worth the investment, especially in the context of the continued exponential increase in computational power and the potential benefits of improved forecasting for vulnerable populations.

Highlights

  • Droughts are temporary and recurrent events characterized by the absence of precipitation over an extended period of time [1]

  • Well known near real time (NRT) systems include for example the univariate system of BOKU (University of Natural Resources and Life Sciences, Vienna) [9] and the Famine Early Warning Systems Network (FEWSNET) [10], both using Moderate Resolution Imaging Spectroradiometer (MODIS) vegetation data

  • From the multiple selection metrics, even though both precipitation datasets were competitive in drought prediction, TAMSAT generally produced better-ranked variables and was the dataset chosen for model building

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Summary

Introduction

Droughts are temporary and recurrent events characterized by the absence of precipitation over an extended period of time [1]. One distinguishes between meteorological, hydrological, agricultural, and socio-economic droughts, as documented in UNOOSA [2]. Losses from past droughts are documented, for example in Government of Kenya [3] and Cody [4] with a detailed review of a range of impacts in Ding et al [5]. Drought monitoring usually happens in the context of drought early warning systems (DEWS) that are increasingly either near real time or ex-ante (predictive). Well known near real time (NRT) systems include for example the univariate system of BOKU (University of Natural Resources and Life Sciences, Vienna) [9] and the Famine Early Warning Systems Network (FEWSNET) [10], both using Moderate Resolution Imaging Spectroradiometer (MODIS) vegetation data. The US drought monitor [11] is a well-known multi-variate system

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