Abstract

Miniature lenses with a tunable focus are essential components for many modern applications involving compact optical systems. While several tunable lenses have been reported with various tuning mechanisms, they often face challenges with respect to power consumption, tuning speed, fabrication cost, or production scalability. In this work, we have adapted the mechanism of an Alvarez lens – a varifocal composite lens in which lateral shifts of two optical elements with cubic phase surfaces give rise to a change in the optical power – to construct a miniature, microelectromechanical system (MEMS)-actuated metasurface Alvarez lens. Implementation based on an electrostatic MEMS generates fast and controllable actuation with low power consumption. The utilization of metasurfaces – ultrathin and subwavelength-patterned diffractive optics – as optical elements greatly reduces the device volume compared to systems using conventional freeform lenses. The entire MEMS Alvarez metalens is fully compatible with modern semiconductor fabrication technologies, granting it the potential to be mass-produced at a low unit cost. In the reported prototype operating at 1550 nm wavelength, a total uniaxial displacement of 6.3 µm was achieved in the Alvarez metalens with a direct-current (DC) voltage application up to 20 V, which modulated the focal position within a total tuning range of 68 µm, producing more than an order of magnitude change in the focal length and a 1460-diopter change in the optical power. The MEMS Alvarez metalens has a robust design that can potentially generate a much larger tuning range without substantially increasing the device volume or energy consumption, making it desirable for a wide range of imaging and display applications.

Highlights

  • Miniature, focus-tunable optical elements are crucial for various applications where the size and weight of the optics are highly constrained

  • We present a silicon nitride metasurfacebased Alvarez lens actuated by an electrostatic microelectromechanical system (MEMS) platform capable of producing a focal length modulation that is ten times larger than the actuated displacement

  • Discussion in the work reported here, we have mainly focused on a MEMS-actuated Alvarez metalens with a 200 μm square aperture, Alvarez metalenses with larger apertures have been demonstrated with manual actuation[1,2]

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Summary

Introduction

Focus-tunable optical elements are crucial for various applications where the size and weight of the optics are highly constrained. Conventional tunable imaging systems often have either bulky optical elements that are challenging to mass produce, such as liquid tunable lenses[3], or tuning mechanisms that require a large volume for the actuation of elements, such as physically. Metasurface optics are novel replacements for bulky freeform optical elements with a greatly reduced volume and high compatibility with modern microfabrication processes. These elements are 2D, quasi-periodic arrays of subwavelength scatterers arranged to arbitrarily control the phase, amplitude, and polarization of electromagnetic waves by imparting an abrupt, spatially varying phase profile on the incident light[5]. The corresponding fabrication process can employ mature semiconductor nanofabrication technologies that are readily scalable for mass production

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