Abstract

Accurate measurements of biophysical parameters are essential for understanding the distribution and dynamics of global vegetation, which exerts an influence on the carbon cycle and atmospheric circulation. Spaceborne, large footprint lidar has been shown to be a valuable tool. It is capable of measuring denser forests than other existing remote methods.However large-footprint lidar struggles to separate ground and canopy signals over topography and in the presence of short vegetation. This prevents the physically-based measurement of forest properties (such as canopy height and cover) at an acceptable accuracy (sub 10m root mean square error for height) without the use of external data. The necessary external datasets are not yet available at a global scale at high accuracy.In this paper the issues of measuring forests with large-footprint, monochromatic lidar are presented. A number of subtle effects, such as shadows beneath crowns, can hamper the reliable measurement of forests. It is proposed that a dual wavelength lidar will allow the separation of canopy from ground returns in these situations and so allow the physically-based measurement of forests.An initial algorithm is developed and tested with Monte-Carlo ray tracer simulations as a proof of concept. Some refinements are needed to make the method more robust, but the initial form was found to determine the start of the ground return over steep slopes and a range of forest densities, canopy heights and vertical structures with a root mean square error (RMSE) of 2.7m and mean bias of 67cm for canopies with covers below 99%. This resulted in canopy height RMSE of 2.88m with a bias of −23cm. Such a system will allow measurement of a much broader range of forests than is possible with monochromatic lidar and could form a second generation spaceborne lidar mission.

Highlights

  • Ecological models require accurate biophysical parameters of vegetation on a global scale to ensure realistic representations of growth and atmospheric interactions (Hurtt et al, 2004; Clark et al, 2011)

  • We propose that a dual wavelength lidar could feasibly be launched as a second generation canopy lidar satellite and will overcome the shortcomings of monochromatic lidar over topography

  • The overall root mean square error (RMSE) in the range to the start of the ground signal was 3.2 m with a mean bias of −1.3 m. Limiting this to canopies with covers below 99% reduced the RMSE to 2.7 m and the bias to 67 cm

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Summary

Introduction

Ecological models require accurate biophysical parameters of vegetation on a global scale to ensure realistic representations of growth and atmospheric interactions (Hurtt et al, 2004; Clark et al, 2011). It has been shown that lidar offers a number of advantages over remote passive optical and radar measurements. Lidar’s range resolved nature allows direct measurement of variables, such as canopy height and vertical element distribution, impossible to capture directly with other remote sensing instruments. This avoids some of the methodological issues of other approaches (Dubayah and Drake, 2005). Such direct measures can be ingested into models and so help make errors more tractable (Hurtt et al, 2004). This would greatly help our understanding of the world’s forests and its interaction with the carbon cycle and atmospheric circulation (Lefsky, 2010)

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