Mapping tree species diversity in a typical natural secondary forest by combining multispectral and LiDAR data

Abstract

Accurate monitoring of tree species diversity is crucial for understanding the dynamic changes in tree species diversity and its relationships with other services and functions in forest ecosystems. Traditional optical remote sensing data have been widely used for monitoring tree species diversity based on the spectral variation hypothesis (SVH). However, this method cannot capture the three-dimensional structural variations in complex species compositions under different stand conditions. In this study, we modeled tree species diversity in terms of spectral variation and stand structural complexity in a typical natural secondary forest in Northeast China by combining Sentinel-2 data and UAV-borne light detection and ranging (LiDAR) point cloud data. First, species diversity indices (including the Shannon index H' and Simpson index D1) were derived from 60 field-measured plots. Second, recursive feature elimination (RFE) was utilized for feature filtering of ten spectral bands and four vegetation indices extracted from Sentinel-2 data and Rao's Q index, as well as eleven features extracted from LiDAR point clouds reflecting the complexity of the stand structure. Subsequently, the random forest method was utilized to fit and predict the relationship between the remote sensing feature set and tree species diversity. The results showed that the use of multisource remote sensing feature set to estimate tree species diversity had the highest accuracy (R2 = 0.44, RMSE = 0.28 for H') compared to the use of only one data source. Moreover, when using a single remote sensing feature set, the estimation accuracy of the optical remote sensing feature set is higher than that of the LiDAR feature set for H' and D1, and the NIRv is the most influential spectral feature. This study clarified the value of spectral variation and productivity heterogeneity embodied in optical remote sensing features for monitoring tree species diversity, as well as evaluating the shortcomings and possibilities of using LiDAR point cloud features independently, and fully confirmed the positive significance of complementary effects between multisource remote sensing feature sets.