Abstract

The frequency and severity of spruce bark beetle outbreaks are increasing in boreal forests leading to widespread tree mortality and fuel conditions promoting extreme wildfire. Detection of beetle infestation is a forest health monitoring (FHM) priority but is hampered by the challenges of detecting early stage (“green”) attack from the air. There is indication that green stage might be detected from vertical gradients of spectral data or from shortwave infrared information distributed within a single crown. To evaluate the efficacy of discriminating “non-infested”, “green”, and “dead” health statuses at the landscape scale in Alaska, USA, this study conducted spectral and structural fusion of data from: (1) Unoccupied aerial vehicle (UAV) multispectral (6 cm) + structure from motion point clouds (~700 pts m−2); and (2) Goddard Lidar Hyperspectral Thermal (G-LiHT) hyperspectral (400 to 1000 nm, 0.5 m) + SWIR-band lidar (~32 pts m−2). We achieved 78% accuracy for all three health statuses using spectral + structural fusion from either UAV or G-LiHT and 97% accuracy for non-infested/dead using G-LiHT. We confirm that UAV 3D spectral (e.g., greenness above versus below median height in crown) and lidar apparent reflectance metrics (e.g., mean reflectance at 99th percentile height in crown), are of high value, perhaps capturing the vertical gradient of needle degradation. In most classification exercises, UAV accuracy was lower than G-LiHT indicating that collecting ultra-high spatial resolution data might be less important than high spectral resolution information. While the value of passive optical spectral information was largely confined to the discrimination of non-infested versus dead crowns, G-LiHT hyperspectral band selection (~400, 675, 755, and 940 nm) could inform future FHM mission planning regarding optimal wavelengths for this task. Interestingly, the selected regions mostly did not align with the band designations for our UAV multispectral data but do correspond to, e.g., Sentinel-2 red edge bands, suggesting a path forward for moderate scale bark beetle detection when paired with suitable structural data.

Highlights

  • The spruce beetle (Dendroctonus rufipennis (Kirby)) is endemic to the natural range of spruce trees (Picea spp.) throughout the western United States and Canada

  • The Goddard Lidar Hyperspectral Thermal (G-LiHT) fusion model provided an improvement over individual G-LiHT structure-only (OA = 77%, kappa = 0.64) and spectral-only (OA = 62%, kappa = 0.42) models

  • Consistent with previous research, we demonstrate the utility of red and red-edge wavelengths for differentiating health status groups and, importantly, note that the specific wavelength ranges matter, highlighting one advantage of a hyperspectral system [5,6,7,15,17,36]

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Summary

Introduction

The spruce beetle (Dendroctonus rufipennis (Kirby)) is endemic to the natural range of spruce trees (Picea spp.) throughout the western United States and Canada. The beetles are generally confined to colonizing windthrown spruce trees unless environmental conditions and stand age lead to increased beetle populations or stressed forest stands, allowing for infestation of live spruce [1]. Outbreaks are a natural component of spruce systems, typically occurring after one or more years of above average warm and dry conditions, though they are expected to increase in frequency and severity with climate change [2]. In the Alaskan boreal forest (the site of this study), there is currently a large beetle outbreak under way, and has impacted 1.2 million acres in Southcentral Alaska since 2016 [3]. Extensive monitoring is challenging in this vast landscape with limited road access, highlighting the need for airborne and satellite-based approaches to quantifying beetle damage

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