Abstract

Co-management has shown great promise in achieving social and ecological goals worldwide. Despite its potential, significant challenges are faced during governance transformations shifting from traditional approaches to fisheries management to co-management systems. Several factors make Hawai‘i an excellent opportunity to study the barriers associated with implementing co-management systems. Hawai‘i implements many of the same types of regulatory and fisheries programs found elsewhere in the U.S., yet it also possesses a unique legacy of customary management systems. In addition, a legal pathway has existed for nearly two decades that allows communities to partner with the State of Hawai‘i to co-manage nearshore coral reef fisheries. Despite the presence of this enabling legislation, extensive community interest in this approach across the archipelago, and significant NGO/Foundation support, co-management implementation remains limited. This study uses a mixed methods approach that relies on semi-structured interviews and archival data sources to conduct an institutional analysis of transaction and transformation costs. These costs serve as barriers to co-management implementation. The study identifies several social and organizational barriers preventing co-management implementation including: governmental structure and operations; planning and administrative processes; organized opposition from special interests; and consensus building processes. The institutional analysis further reveals a wide range of transaction and transformation costs associated with this governance transformation that prevent adoption of co-management. We conclude by identifying some actions that can help reduce these implementation barriers to co-management transitions and prevent conservation stalemates.

Highlights

  • A variety of management approaches are available to govern coral reef fisheries, including centralized or bureaucracy-based management, privatization or devolution of property rights, market-based management, community-based management, co-management, and other hybrid approaches (Yandle and Dewees 2008; Yandle and Imperial 2009)

  • The case analysis was guided by three research questions: What are the barriers encountered in transitioning to a co-management governance system in Hawai‘i? What transaction and transformation costs are associated with the transition to co-management systems? How are these costs distributed within the system?

  • Our research was guided by three research questions: What are the barriers encountered in transitioning to a co-management governance system in Hawai‘i; What transaction and transformation costs are associated with the transition to co-management systems; and How are these costs distributed within the system? We found that the following barriers hindered Hawai‘i co-management transitions: agency relations, capacity and operations; planning and decision making processes; organized opposition from special interest groups; and consensus building processes

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Summary

Introduction

A variety of management approaches are available to govern coral reef fisheries, including centralized or bureaucracy-based management, privatization or devolution of property rights, market-based management, community-based management, co-management, and other hybrid approaches (Yandle and Dewees 2008; Yandle and Imperial 2009). Co-management entails shared management authority between the government and communities or user groups (Berkes 2010). Coral reef fisheries depletion in many areas can in part be attributed to a departure from local level, culturally rooted, and place-based regulations to ineffective centralized management. The State of Hawai‘i Department of Land and Natural Resources (DLNR) and its divisions retain management authority for coastal areas out to three miles, several federal regulatory agencies and statutory authorities apply within state waters. While many overlapping centers of authority exist in Hawai‘i coral reef fisheries, this study is primarily focused on state-level, centralized or bureaucracy-based management through the DLNR. The DLNR is the only agency that communities may formally partner with to co-manage coral reef fisheries in Hawai‘i

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