Abstract

Crop yield forecasting at national level relies on predictors aggregated from smaller spatial units to larger ones according to harvested crop areas. Such crop areas come from land cover maps or reported statistics, both of which can have errors and uncertainties. Sub-national or regional crop yield forecasting minimizes the propagation of these errors to some extent. In addition, regional forecasts provide added value and insights to stakeholders on regional differences within a country, which would otherwise compensate each other at national level. We propose a crop yield forecasting approach for multiple spatial levels based on regional crop yield forecasts from machine learning. Machine learning, with its data-driven approach, can leverage larger data sizes and capture nonlinear relationships between predictors and yield at regional level. We designed a generic machine learning workflow to demonstrate the benefits of regional crop yield forecasting in Europe. To evaluate the quality and usefulness of regional forecasts, we predicted crop yields for 35 case studies, including nine countries that are major producers of six crops (soft wheat, spring barley, sunflower, grain maize, sugar beets and potatoes). Machine learning models at regional level had lower normalized root mean squared errors (NRMSE) and uncertainty than a linear trend model, with Wilcoxon p-values of 3e-7 and 2e-7 for 60 days before harvest and end of season respectively. Similarly, regional machine learning forecasts aggregated to national level had lower NRMSEs than forecasts from an operational system in 18 out of 35 cases 60 days before harvest, with a Wilcoxon p-value of 0.95 indicating similar performance. Our models have room for improvement, especially during extreme years. Nevertheless, regional crop yield forecasts from machine learning and aggregated national forecasts provide a consistent forecasting method across spatial levels and insights from regional differences to support important policy decisions. • Crop yield forecasts for multiple spatial levels using machine learning. • Evaluated machine learning on 35 case studies covering nine countries and six crops. • Regional forecasts had lower errors and uncertainty than trend forecasts. • Forecasts captured spatial patterns quite well for average but not extreme harvests. • Aggregated national forecasts were comparable to the European MARS System forecasts.

Highlights

  • Crop yields vary across space because of differences in soil, climatic conditions and agro-management practices

  • We highlighted two main limitations of national level crop yield forecasts that motivate the need for regional crop yield forecasting

  • We showed that machine learning can take advantage of larger data sizes at regional level and provide a scalable way to produce regional forecasts

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Summary

Introduction

Crop yields vary across space because of differences in soil, climatic conditions and agro-management practices. Crop yield forecasts at different spatial levels benefit various stakeholders, including farmers and policymakers. Such forecasts provide added value when they are available at smaller units or higher spatial resolutions. Reliable forecasts at higher spatial resolution help explain yield variability at coarser levels and provide information to adapt agricultural policies to more specific areas (García-Leon et al, 2020). Most large-scale crop yield forecasting systems worldwide, such as the MARS Crop Yield Forecasting System (MCYFS) of the European Commission’s Joint Research Centre (MARSWiki, 2021), the National Agricultural Statistics Service (NASS) of the United States Department of Agriculture (USDA-NASS, 2012), and Statistics Canada (Statistics Can­ ada, 2021), use different methods to forecast crop yields at various spatial levels. While NASS estimates crop yield at Agricultural Statistics Districts (ASD) and aggregates them to state level, Statistics Canada and

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