Abstract

Low energy electron-excited nanoscale (LEEN) luminescence spectroscopy and secondary ion mass spectrometry have been used to probe the defect states and chemical composition in as-deposited relatively thick (∼100nm) HfO2 films and in SiO2∕HfO2∕SiO2∕Si (5nm∕15nm∕5nm) heterojunction stacks grown by plasma enhanced chemical vapor deposition including as well changes in bonding and defects after high temperature (900°C) annealing. LEEN measurements of optical transitions in the thicker HfO2 films are assigned to defect-associated radiative transitions centered at approximately 2.7, 3.4, 4.2 and 5.5eV. These spectra exhibited significant changes in as-deposited films (300°C) and after a 900°C anneal in forming gas (N2∕H2). Qualitative differences in LEEN spectra of stacked films are correlated with (i) formation of Hf silicate during deposition of the HfO2 film onto the SiO2 substrates in the as-deposited films, and (ii) a chemical phase separation of these Hf silicates into a heterogeneous mixture SiO2 and HfO2 nanocrystallites after the 900°C anneal.

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