Locating and defining underground goaf caused by coal mining from space-borne SAR interferometry

Abstract

It is crucial to locate underground goafs (i.e., mined-out areas) resulting from coal mining and define their spatial dimensions for effectively controlling the induced damages and geohazards. Traditional geophysical techniques for locating and defining underground goafs, however, are ground-based, labour-consuming and costly. This paper presents a novel space-based method for locating and defining the underground goaf caused by coal extraction using Interferometric Synthetic Aperture Radar (InSAR) techniques. As the coal mining-induced goaf is often a cuboid-shaped void and eight critical geometric parameters (i.e., length, width, height, inclined angle, azimuth angle, mining depth, and two central geodetic coordinates) are capable of locating and defining this underground space, the proposed method reduces to determine the eight geometric parameters from InSAR observations. Therefore, it first applies the Probability Integral Method (PIM), a widely used model for mining-induced deformation prediction, to construct a functional relationship between the eight geometric parameters and the InSAR-derived surface deformation. Next, the method estimates these geometric parameters from the InSAR-derived deformation observations using a hybrid simulated annealing and genetic algorithm. Finally, the proposed method was tested with both simulated and two real data sets. The results demonstrate that the estimated geometric parameters of the goafs are accurate and compatible overall, with averaged relative errors of approximately 2.1% and 8.1% being observed for the simulated and the real data experiments, respectively. Owing to the advantages of the InSAR observations, the proposed method provides a non-contact, convenient and practical method for economically locating and defining underground goafs in a large spatial area from space.