Abstract
Earlier this year a group of academics from LSE, practitioners and legal, compliance and risk professionals met at two colloquia held at Herbert Smith's offices to debate the definitions of legal and compliance risk, the key challenges and drivers for change in how these risks are managed, and the response of the financial institutions to these challenges.The discussions were conducted under modified Chatham House rules, with participants agreeing that their comments, duly anonymised, could be reproduced subsequently on an unattributable basis. Set out below is an edited summary of the proceedings and materials provided in connection with the colloquia.
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