Law and Norms in Collective Action: Maximizing Social Influence to Minimize Carbon Emissions

Abstract

ABSTRACT Legal scholars have long argued that informal social norms can solve collective action problems, as long as these problems occur in close-knit groups. This knittedness may suggest that social norms, by themselves, will not be able to solve the world's largest collective action problem: anthropogenic climate change. Yet recent scholarship has taken the group knittedness hypothesis too far, suggesting that any attempt to manage social influences in large, loose-knit groups is likely to be relatively ineffective. In fact, social norms can shape individual behavior even in loose-knit groups, and climate policies that ignore norms may miss important opportunities to reduce carbon emissions. To predict how social norms might aid specific policy interventions, this Comment proposes looking at the visibility of specific behaviors rather than the knittedness of groups. According to two leading theories of the origin of social norms, norms govern the behaviors that people use to compete for social status or economic benefits. Because behaviors must be visible to become vehicles for competition, policymakers may be able to leverage norms by tailoring interventions to the visibility of carbon-emitting behaviors. For highly visible behaviors, where social influences are likely to be strong, policymakers should focus on creating a normative consensus in favor of changing behavior in order to align social influences with the desired policy. In contrast, for lower-visibility behaviors, policymakers must first focus on raising visibility, since visibility is necessary for social enforcement to begin. Finally, for inherently low-visibility behaviors, policymakers must design interventions to work entirely without social enforcement--or simply direct interventions toward other, more visible behaviors. I. INTRODUCTION II. LEGAL THEORIES OF NORMS A. Definitions: Varieties of 1. Social Norms Versus Personal Norms 2. Positive Norms Versus Normative Norms 3. Social Norms Versus Social Influences B. Reasons for Optimism? Cascade and Collective Action Models 1. Cascade Models: Social Change on the Cheap a. Dynamic Effects of Norms Models b. Sparking Cascades Through Interventions 2. Collective Action Models: Preserving the Commons a. Game Theory and Behavioral Experiments b. Empirical Studies: The Group Knittedness Hypothesis C. Persistent Pessimism: Individual Environmental Behavior III. SOCIAL INFLUENCE AND BEHAVIORAL VISIBILITY A. The Ubiquity of Social Influences 1. Theoretical Origins of Social Norms a. The Esteem Theory b. The Signaling Theory 2. Norms and Structure in Large-Scale Collective Action Problems B. Using Behavioral Visibility to Maximize Social Influence IV. APPLICATIONS A. Higher-Visibility Behaviors: Using Consensus to Stimulate Positive Social Influence 1. Public Information Campaigns 2. Anti-Idling Laws 3. On-the-Job Training 4. Technology Mandates and Incentives B. Lower-Visibility Behaviors: Raising Visibility to Enable Social Influence 1. Raising Visibility of Home Energy Use: Interventions Targeted Directly at the Home a. Direct Visibility b. Indirect Visibility 2. Raising Visibility of Home Energy Use: Targeting Analogous Behavior in Public Locations a. Workplaces b. Public Accommodations C. Inherently Low-Visibility Behaviors 1. Designing Nonsocial Norms Interventions. 2. Substituting Higher-Visibility Behaviors V. CONCLUSION I. INTRODUCTION Law-and-norms theorists have long acknowledged the power of social influences to determine individual behavior, and some have championed efforts to manage social norms (1) in situations where enforcement difficulties, transaction costs or political realities render other regulatory techniques--such as laws or economic incentives--ineffective or politically unpalatable. …