Abstract

In this paper, we consider a reconfigurable intelligent surface (RIS) aided millimeter wave (mmWave) multiple-input multiple-output (MIMO) system. The system can obtain the huge gain via joint active beamforming at the base station (BS) and passive beamforming at the RIS. However, due to weather and atmospheric effects, outdoor RIS antenna elements are subject to full or partial blockages from a plethora of particles like dirt, salt, ice, and water droplets. These blockages can cause an approximate squared power/SNR loss for the system. Different from the conventional array diagnosis, the RIS has no signal processing capability. Thus, we propose the joint array diagnosis and channel estimation techniques containing two stages to solve the problem. At the first stage the channel parameters at user equipment (UE) and BS are estimated using an iterative reweighted (IR) method. At the second stage, the array blockage coefficient vector and the effective sparse channel parameters at RIS are jointly estimated via solving a two-timescale non-convex optimization problem. We propose two algorithms, i.e., a batch algorithm (BA) and a two-timescale online joint array diagnosis and channel estimation (TOJADCE) algorithm to solve the problem and compare the performance of these two algorithms. Finally, to speed up the convergence of long-term variable and improve estimation performance, we propose a noise reduction (NR) algorithm. The simulations verify the effectiveness of our proposed algorithms.

Highlights

  • Millimeter wave multiple-input multipleoutput (MIMO) system is a promising candidate technology for 5G communication system [1]

  • We focus on the joint array diagnosis and channel estimation problem for Reconfigurable intelligent surface (RIS)-aided mmWave MIMO system. we divide the problem into two stages, where a standard line spectrum estimation formulation and a twotimescale line spectral estimation formulation are proposed to the first stage and second stage, respectively

  • We considered the effects of blockages on RIS in the RIS-aided mmWave MIMO system

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Summary

INTRODUCTION

Millimeter wave (mmWave) multiple-input multipleoutput (MIMO) system is a promising candidate technology for 5G communication system [1]. In practice, the CSI acquisition for the BS-RIS-UE cascaded channel is still a open and difficult issue, due to no signal processing capability for RIS Motivated by these reasons, in this paper, comparing to existing works [26], [27], we propose a new algorithm to avoid the AUT model and complete the array diagnosis and channel estimation jointly. (i) compared with the conventional array diagnosis techniques, such as [26], the AUT model can not be implemented in the RIS-aided mmWave MIMO system since the RIS only reflects signals by a certain phase shift and has no baseband modules to transmit and receive signals. (iii) the blockage coefficient vector e remains constant for B blocks, which is as large as dozens or even hundreds, since the weather and atmospheric circumstance at the RIS always vary in a much slower process compared with the channel

SPARSE CHANNEL MODEL
EFFECTS OF BLOCKAGES ON SYSTEM PERFORMANCE
1: First Stage: 2: Input
7: Run the Algorithm 3 or Algorithm 4 8
FIRST STAGE
SECOND STAGE
JOINT ARRAY DIAGNOSIS AND CHANNEL ESTIMATION ALGORITHM FOR SECOND STAGE
NOISE REDUCTION ALGORITHM
COMPUTATIONAL COMPLEXITY
SIMULATION RESULTS
CONCLUSIONS
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