Abstract

In this study, DFT calculations were employed to assess and contrast the structural, electronic, and optical characteristics of five alanine crystal forms. The Perdew-Burke-Ernzerhof (PBE) generalized gradient approximation (GGA) with the Tkatchenko-Scheffler dispersion correction scheme was employed and compared to the PBE functional and the local density approximation (LDA) without dispersion correction. Experimentally, alanine crystal powders were characterized through X-ray diffraction (XRD) and UV–VIS absorption spectrum. Additionally, UV–VIS absorption measurements were performed on L-α-alanine, DL-alanine, β-alanine, and alanine hydrochloride solvated in water. Significant deviations (>10%) were observed between the experimental crystal lattice parameters and those predicted by the GGA and LDA methods. Incorporating dispersion correction into the GGA functional improved prediction accuracy. Additionally, time-dependent DFT (TD-DFT) computations using the polarizable continuum model were conducted to analyze the UV/VIS absorption spectrum of α-, β-, DL-, and hydrogen chloride alanine in water and interpret experimental data. Different alanine crystals exhibited substantial anisotropic electronic and optical properties, including effective masses, absorption, and dielectric function. The L-α-HCl structure displayed the smallest band gap (4.67 eV), suggesting its suitability for applications such as L-α/L-α-HCl/L-α quantum well structures. The main effective masses of electrons and holes were also determined for each crystal for a better understanding of their electronic transport properties.

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