Abstract

Non-state actors are playing an increasing role in global environmental governance. Elucidating the modalities and implications of this engagement is important to understanding international policy-making processes. CITES, the Convention on International Trade in Endangered Species of Wild Fauna and Flora, is the primary mechanism for regulating international wildlife trade. It functions by listing species in its Appendices with corresponding trade controls. Accurately listing species in the Appendices is therefore fundamental to the Convention’s effectiveness. We investigate the influence of non-state actors on amending the CITES Appendices using an established framework for assessing NGO influence in international environmental negotiations. We find that non-state actors have been successful in issue framing and agenda setting, and in influencing the position of other actors and final decisions. We also find evidence that NGOs have sought to abuse CITES in pursuit of “campaign” victories, including claiming unwarranted victories, thus undermining NGO legitimacy and accountability. We recommend that the CITES parties seek the most robust science to inform decision-making on proposed amendments to the appendices, which should be broadened to include socioeconomic and economic considerations in order that proposals are evaluated in their real-world context. We further recommend that NGOs should seek to fully understand decision-making in the Convention in order to maximise their legitimate contribution to CITES. Further research is needed to fully elucidate the influence of non-state actors in CITES.

Highlights

  • Non-state actors are playing an increasing role in global environmental governance

  • Our analyses demonstrate that non-state actors have a high level of influence in CITES listing decisions based on Betsill and Corell’s (2008) analytical framework—that is, they have some success in shaping the negotiating process, and effects of their participation can be linked to outcomes

  • The number of case studies we were able to construct was limited, which, combined with our non-random selection of case studies restricts how generally our results can be interpreted, we have demonstrated multiple ways in which non-state actors, especially nongovernmental organisations (NGOs) and intergovernmental organisations (IGOs), influence decisions to amend the CITES Appendices

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Summary

Introduction

Non-state actors are playing an increasing role in global environmental governance. Elucidating the modalities and implications of this engagement is both of research interest and important to understanding contemporaryJOURNAL OF INTERNATIONAL WILDLIFE LAW & POLICY international policymaking processes (Larsen & Brockington 2018; Challender et al 2015a). It is clear that a number of NGOs measure success in terms of increased regulation or curtailment of trade and demonstrate their influence in CITES to their membership and donors (e.g., Humane Society International 2014, 2019a,b, IFAW 2016; see Jepson 2003) This approach can undermine the scientific credibility of CITES when it results in the unwarranted inclusion, transfer between, or retention of species in the Appendices (Jepson 2003; Webb 2013) and may overburden the appendices and dilute conservation funding (Martin 2000; Mofson 2000). It can result in one-size-fits-all policies defined at the global level, but which disregard national management regimes, local livelihood considerations, and the cost of implementing appendix listings (Cooney & AbenspergTraun 2013; Challender & MacMillan 2014)

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