Abstract

The facial feedback hypothesis (FFH) indicates that besides being involved in the production of facial expressions, the musculature of the face also influences one’s perception of emotional stimuli. Recently, this effect has been the focus of increased scrutiny as efforts to replicate a key study with adult participants supporting this hypothesis, using the so-called “pen-in-the-mouth” task, have not been successful at several labs. Our series of experiments attempted to investigate whether the assumed embodiment effect can be reproduced in a simplified emotional categorization task for emotional faces and words. We also wanted to test whether the embodiment effect can be detected in children because it is assumed that their bodily processes are especially closely linked with their sensory and cognitive processes. Our experiments involved child and adult participants categorizing faces and words as positive or negative as quickly as possible, while inducing a positive or negative facial or bodily state (holding a straw in the mouth such that a smile or a frown was generated, or creating a positive or negative body posture). The positive or negative facial and bodily states could therefore be either congruent or incongruent with the valence of the target face and word stimuli. Our results did not show any significant differences between the congruent and incongruent conditions in either children or adults. This suggests that embodiment effects either do not significantly impact valence-based categorization or are not strong enough to be detected by our approach considering the sample size in the present study.

Highlights

  • The facial feedback hypothesis (FFH) posits that the musculature related to the formation of emotional facial expressions influences the perception of emotional stimuli

  • We did not detect any significant effects of embodiment on the categorization of either faces (Experiment 1a) or words (Experiment 2) using the manipulation of facial musculature to either facilitate or inhibit smiling based on the original “pen-in-the-mouth” approach described by Strack et al (1988)

  • Despite body manipulations having been shown to affect the perception of facial emotions (Fantoni and Gerbino, 2014; Fantoni et al, 2014) and emotions in general (Riskind and Gotay, 1982), we did not find a significant effect of the posture manipulation on the categorization of faces

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Summary

Introduction

The facial feedback hypothesis (FFH) posits that the musculature related to the formation of emotional facial expressions influences the perception of emotional stimuli. The results of this study showed that participants rated stimuli such as cartoon strips as more funny when holding the pen with their teeth (which facilitated smiling) versus with their lips (which inhibited smiling). The elegance of this approach led to this study being one of the most prominent and most cited in the literature regarding the FFH. Recent efforts to replicate the original results of Strack and colleagues’ 1988 study have been unsuccessful in multiple labs (Wagenmakers et al, 2016), leading to a discussion regarding the true strength of the facial feedback effect (FFE)

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