Abstract

When a meta-analysis consists of a few small trials that report zero events, accounting for heterogeneity in the (interval) estimation of the overall effect is challenging. Typically, we predefine meta-analytical methods to be employed. In practice, data poses restrictions that lead to deviations from the pre-planned analysis, such as the presence of zero events in at least one study arm. We aim to explore heterogeneity estimators behaviour in estimating the overall effect across different levels of sparsity of events. We performed a simulation study that consists of two evaluations. We considered an overall comparison of estimators unconditional on the number of observed zero cells and an additional one by conditioning on the number of observed zero cells. Estimators that performed modestly robust when (interval) estimating the overall treatment effect across a range of heterogeneity assumptions were the Sidik-Jonkman, Hartung-Makambi and improved Paul-Mandel. The relative performance of estimators did not materially differ between making a predefined or data-driven choice. Our investigations confirmed that heterogeneity in such settings cannot be estimated reliably. Estimators whose performance depends strongly on the presence of heterogeneity should be avoided. The choice of estimator does not need to depend on whether or not zero cells are observed.

Highlights

  • Meta-analyses (MAs) techniques are commonly employed in order to obtain a more precise and more general effect estimate of a treatment

  • Heterogeneity (τ) of treatment effects measured in multiple Randomized Controlled Trials (RCTs) is a crucial part of the estimation [1]

  • For the second approach we focused on the evaluation of a four (k = 4) trial MA, since the relative performance of the heterogeneity estimators was similar across k = 2,3,4 trials

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Summary

Introduction

Meta-analyses (MAs) techniques are commonly employed in order to obtain a more precise and more general effect estimate of a treatment. In MAs of RCTs, methodological challenges arise when the disease under examination is rare and only a few small RCTs are available [2,3]. This is mostly due to the large sample assumptions on which most MA methods are based. Zero cells in MAs pose challenges as they induce bias in both the estimation of the overall effect and the between-study variance (heterogeneity) [7,8,9,10,11,12,13,14]

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