Abstract

Timely and accurate crop type mapping is a critical prerequisite for the estimation of water availability and environmental carrying capacity. This research proposed a method to integrate time series Sentinel-1 (S1) and Sentinel-2 (S2) data for crop type mapping over oasis agricultural areas through a case study in Northwest China. Previous studies using synthetic aperture radar (SAR) data alone often yield quite limited accuracy in crop type identification due to speckles. To improve the quality of SAR features, we adopted a statistically homogeneous pixel (SHP) distributed scatterer interferometry (DSI) algorithm, originally proposed in the interferometric SAR (InSAR) community for distributed scatters (DSs) extraction, to identify statistically homogeneous pixel subsets (SHPs). On the basis of this algorithm, the SAR backscatter intensity was de-speckled, and the bias of coherence was mitigated. In addition to backscatter intensity, several InSAR products were extracted for crop type classification, including the interferometric coherence, master versus slave intensity ratio, and amplitude dispersion derived from SAR data. To explore the role of red-edge wavelengths in oasis crop type discrimination, we derived 11 red-edge indices and three red-edge bands from Sentinel-2 images, together with the conventional optical features, to serve as input features for classification. To deal with the high dimension of combined SAR and optical features, an automated feature selection method, i.e., recursive feature increment, was developed to obtain the optimal combination of S1 and S2 features to achieve the highest mapping accuracy. Using a random forest classifier, a distribution map of five major crop types was produced with an overall accuracy of 83.22% and kappa coefficient of 0.77. The contribution of SAR and optical features were investigated. SAR intensity in VH polarization was proved to be most important for crop type identification among all the microwave and optical features employed in this study. Some of the InSAR products, i.e., the amplitude dispersion, master versus slave intensity ratio, and coherence, were found to be beneficial for oasis crop type mapping. It was proved the inclusion of red-edge wavelengths improved the overall accuracy (OA) of crop type mapping by 1.84% compared with only using conventional optical features. In comparison, it was demonstrated that the synergistic use of time series Sentinel-1 and Sentinel-2 data achieved the best performance in the oasis crop type discrimination.

Highlights

  • The Xinjiang Uygur Autonomous Region is a major agricultural region in the arid and semi-arid areas of Northwest China

  • This study aims to answer the following questions: (1) Does the integration of Sentinel-1 and Sentinel-2 features achieve better performance than using synthetic aperture radar (SAR) or optical features alone in the oasis crop type mapping? (2) If yes, which SAR feature has the most significant contribution? Are there any interferometric SAR (InSAR) products that are capable of distinguishing oasis crop types? (3) To what extent can the inclusion of red-edge spectral bands and indices improve the accuracy of the oasis crop type identification? Which red-edge band or indices contribute most?

  • This research proposed a method for the synergistic use of Sentinel-1 and Sentinel-2 features for oasis crop type mapping through a case study in a smallholder farming area in Northwest China

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Summary

Introduction

Some areas in Xinjiang have undergone structural adjustments of agriculture, reducing the cultivation area of cotton and expanding the planting scale of two other cash crops, i.e., chili pepper and tomato. These adjustments resulted in a more complex cropping structure, requiring the timely and accurate mapping of crop distribution. Crop type distribution is vital information for estimating water availability and environmental carrying capacity This is especially important in the arid and semi-arid areas in Northwest China, where oasis agriculture is the economic pillar, while the ecological environment is relatively fragile

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