Abstract

Currently, a substantial institutional change is under way for marine and coastal resources. Sustainability plays a major role therein. At the time of writing, roughly 2.3% of the marine and coastal territory has been declared a Marine Protected Area (MPA). The Convention of Biological Diversity set a target to protect 10% of the global marine environment by 2020. This move toward enclosure signifies a substantial shift away from mainly open access to at least de jure marine protected areas. What drives institutional change towards MPAs; and what role does sustainability play in this change in governance? In reflecting on these questions, the paper’s aim is to begin a dialogue on how the social-ecological system (SES) analytical framework developed by Elinor Ostrom and her collaborators engages differentially with marine and coastal systems. How institutional change takes place depends on the characteristics of the resources considered and the drivers of change for the particular resource. In order to characterize the marine and coastal realm we use the social-ecological system (SES) framework of Elinor Ostrom. Douglas North’s theory of institutional change is used to classify the change observed. The marine realm has ambiguous system boundaries and often high resource mobility. Uncertainties about system properties and change are much higher than for terrestrial systems. Interdependencies among different ecosystems are high, necessitating multi-level governance. Institutional change in this sector occurs under strong institutional path dependencies and competing ideologies. All these features make it particularly relevant to think about institutional change, sustainability and the current process of MPA expansion.

Highlights

  • Marine governance is a relative latecomer as far as institution-building is concerned

  • Many highly valued marine and coastal resources are situated in tropical regions (which often correlate with weaker governance abilities of the state (GS1)), emphasizing the reality that substantial barriers exist toward reaching a sustainable institutional system

  • Often we find the other constellation, in which the tourism industry or powerful property owners use Marine Protected Area (MPA) to improve the value of their properties by excluding poor fishers

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Summary

Introduction

Marine governance is a relative latecomer as far as institution-building is concerned. Given the diversity of marine ecosystems and acknowledging that human requirements are different between sites, regulation must simultaneously occur at various social levels (e.g., villages, countries or even continents) [24] This makes it extremely difficult to govern in a centralized way, with per se rules which do not incorporate place-specific knowledge and conditions. Many highly valued marine and coastal resources are situated in tropical regions (which often correlate with weaker governance abilities of the state (GS1)), emphasizing the reality that substantial barriers exist toward reaching a sustainable institutional system. We reflect on those characteristics of the social-ecological system for analyzing which drivers of institutional change might be especially relevant for the marine realm

Drivers of Institutional Change for the Marine Realm
Transaction Costs
Path Dependencies
Ideology
Findings
Conclusions
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