Abstract

Accurate decoding of facial expressions is critical for human communication, particularly during infancy, before formal language has developed. Different facial emotions elicit distinct neural responses within the first months of life. However, there are broad individual differences in such responses, so that the same emotional expression can elicit different brain responses in different infants. In this study, we sought to investigate such differences in the processing of emotional faces by analyzing infants’s cortical metabolic responses to face stimuli and examining whether individual differences in these responses might vary as a function of infant temperament. Seven-month-old infants (N = 24) were shown photographs of women portraying happy expressions, and neural activity was recorded using functional near-infrared spectroscopy (fNIRS). Temperament data were collected using the Revised Infant Behavior Questionnaire Short Form, which assesses the broad temperament factors of Surgency/Extraversion (S/E), Negative Emotionality (NE), and Orienting/Regulation (O/R). We observed that oxyhemoglobin (oxyHb) responses to happy face stimuli were negatively correlated with infant temperament factors in channels over the left prefrontal cortex (uncorrected for multiple comparisons). To investigate the brain activity underlying this association, and to explore the use of fNIRS in measuring cortical asymmetry, we analyzed hemispheric asymmetry with respect to temperament groups. Results showed preferential activation of the left hemisphere in low-NE infants in response to smiling faces. These results suggest that individual differences in temperament are associated with differential prefrontal oxyHb responses to faces. Overall, these analyses contribute to our current understanding of face processing during infancy, demonstrate the use of fNIRS in measuring prefrontal asymmetry, and illuminate the neural correlates of face processing as modulated by temperament.

Highlights

  • Nakato et al (2011) recorded functional near-infrared spectroscopy (fNIRS) responses over the temporal regions, demonstrating that infant hemodynamic responses to distinct types of facial stimuli are significantly different. They found that the left temporal area overlying the superior temporal sulcus (STS) was significantly activated when infants viewed happy faces, and the right temporal area was significantly activated for angry faces. These results suggest that emotions are processed differentially over regions associated with face processing in the temporal cortices; this study did not examine evaluative processing of emotional faces in the prefrontal cortex (PFC)

  • We showed that happy face stimuli elicited significant changes relative to baseline in oxyHb and deoxyHb concentrations in three channels (25, 34, and 46)

  • We showed that the maximum change in both oxyHb and deoxyHb concentrations in response to happy faces was significantly correlated with S/E, negative emotionality (NE), and O/R temperaments in channels overlying the left PFC

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Summary

Introduction

Emotion processing is studied in infants in order to better understand where, when, and how this specialized ability develops. The fear circuit is one of the clearest and best-documented brain circuits, and it develops at an early age in humans (LeDoux, 2000; Leppänen and Nelson, 2012). As early as 7 months of age, infants’ brain responses to fearful faces versus happy faces are distinct, with greater attention allocated to fearful faces, even when the infants do not consciously perceive the faces (Jessen and Grossmann, 2015). ERP analysis shows that 7-month-old infants allocate greater attention to happy faces versus angry faces, whereas 12-month-old infants show the opposite preference (Grossmann et al, 2007). Further study is required to understand how the neural architecture underlying emotional face processing develops over the first year of life

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