Abstract

The accurate retrieval of canopy chlorophyll content (CCC) is essential to the effective monitoring of forest productivity, and environmental stress. However, the clumping index (CI), a vital canopy structural parameter, affects inaccurate remote sensing of forest CCC. In this article, we proposed a concept of effective CCC (CCC <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">e</sub> ) and an integrated CI approach to retrieving forest CCC using empirical regression and random forest regression. First, the PROSPECT-D and four-scale models were used to simulate forest canopy spectra, and the forest CCC <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">e</sub> including CI was found more feasible to be remotely sensed than the CCC. Then, an empirical regression model and random forest model trained using different combinations of the medium resolution imaging spectrometer (MERIS) terrestrial chlorophyll index (MTCI), reflectance, and CI values were used to estimate the CCC. Finally, the proposed approach was tested using satellite-based CI and MERIS product. Using the empirical regression model, the results showed that the retrieval of forest CCC using the MTCI was greatly improved by the inclusion of the CI (RMSE from 63.64 to 36.51 μg cm <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">-2</sup> for broadleaf; RMSE from 96.02 to 58.49 μg cm <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">-2</sup> for coniferous). Using the random forest approach and the model trained using the reflectance in red and red-edge bands, MTCI, and CI performed best, with RMSE = 27.95 μg cm <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">-2</sup> for broadleaf and RMSE = 34.83 μg cm <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">-2</sup> for coniferous. Overall, it is concluded that include the CI, particularly the approach using forest random regression, have the potential for satellite-based forest CCC mapping at regional and global scales.

Highlights

  • C HLOROPHYLL converts solar radiation into stored chemical energy during photosynthesis

  • Given that the medium resolution imaging spectrometer (MERIS) produced the first red-edge dataset with global coverage and long-term series, the objective of this article was to evaluate the effect of the clumping index (CI) on the MERIS terrestrial chlorophyll index (MTCI) related to canopy chlorophyll content (CCC) using simulations from the PROSPECT-D and four-scale geometrical-optical model, and to develop and test hybrid approaches for estimating forest CCC from MERIS data using random forest regression and traditional empirical regression that take into account the foliage clumping effect by including prior knowledge of the CI

  • The correlation between the CI, the MERIS spectral bands and the MTCI using simulations produced by the 4-Scale model, which were generated for a fixed leaf chlorophyll content (LCC) (LCC = 40 μg cm−2) and leaf area index (LAI) (LAI = 4) for nadir observations, was investigated

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Summary

Introduction

C HLOROPHYLL converts solar radiation into stored chemical energy during photosynthesis. It is an important ecological variable and an indicator of vegetation physiological activity [1]–[3]. Several chlorophyll-related indices, especially one that use red-edge spectral characteristics, have been developed and demonstrated to show promise for making estimates of crop and forest CCC [1], [14]–[16]. The application of linear regression methods is limited to by the underrepresentation of training samples [17], [18], and it is a great challenge to obtain sufficient field samples that include seasonal and spatial changes in canopy chlorophyll and structure for use in the construction of statistical regression models [19]

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