Improving leaf area index retrieval using spectral characteristic parameters and data splitting

Abstract

ABSTRACT Spectral variables such as spectral characteristic parameters (SCPs) commonly change with intraday phenology. Empirical retrieval methods, which are generally used in leaf area index (LAI) retrieval due to their simplicity and computational efficiency, typically relate the biophysical parameter of interest to the spectral variable during the whole observation period. Whilst information regarding diurnal changes in spectral variables is necessary and useful in applied contexts. We analysed the diurnal change characteristics of canopy spectral reflectance and SCPs of winter wheat in the jointing stage based on field data collected at fixed sampling points with different vegetation canopies, and validated the effectiveness of data splitting strategy with field data collected in random sample pattern. The key results are as follows: (i) Canopy spectral reflectance of winter wheat in the jointing stage exhibited clear intraday variability, typically presenting a double-peak characteristic occurring from 11:35 to 12:34, where the reflectance changed substantively during this period. (ii) The SCPs of winter wheat in the jointing stage exhibited different diurnal patterns. Specifically, the blue edge position presented ‘blue shifts’, the yellow edge position generally exhibited steady fluctuations, and the red edge position followed divergent trends between the two sampling points due to differences in the vegetation canopy. Amplitude and area parameters exhibited a double-peak characteristic but there were slight differences between them. (iii) By dividing the whole observation period into sub-periods, the coefficient of variation (CV) of each spectral characteristic parameter can be greatly reduced, whilst the coefficient of determination (R 2) of LAI retrieval can be greatly increased. Optimal spectral parameters and sub-periods for LAI retrieval were confirmed based on the diurnal variation of SCPs. To optimize LAI retrieval the suggested spectral parameters are blue edge amplitude, red edge amplitude, and red edge area, and the sub-periods are 09:50–11:35, 11:35–12:34, 12:34–13:50, and 13:50–15:00, respectively. The 11:35–12:34 sub-period should be carefully considered due to possible midday depression of photosynthesis.