Improved estimation of the underestimated GEDI footprint LAI in dense forests

Abstract

ABSTRACT Light Detection and Ranging (LiDAR), with its ability to capture vegetation vertical profile, could be a unique technique for deriving Leaf Area Index (LAI). A global LAI product at 25-m spatial resolution was derived from the Global Ecosystem Dynamics Investigation (GEDI) LiDAR data since 2019, but it was often significantly underestimated in dense forests. Here we explored the potential for improving the estimation of the underestimated GEDI LAI in dense forests by using the Digital Elevation Model (DEM) as auxiliary data to separate ground and canopy returns in the received waveform. Dense forests were defined as forests with high vegetation greenness (annual maximum NDVI ≥ 0.8). The newly estimated GEDI footprint LAI was first validated with the ground-measured LAI at two sites in Fujian, China, and the results showed that the underestimation was significantly reduced compared to the original GEDI LAI product (r increased from −0.55 to 0.81, RMSE decreased from 3.94 to 1.43, Bias decreased from 3.17 to 0.48). To evaluate whether the improvement was applicable to other areas and forest types, the newly estimated GEDI footprint LAI for the entire Fujian and Contiguous US (CONUS) was then compared to the consistent LAI among three widely used global LAI products. The comparison results demonstrated that the use of DEM as auxiliary data could largely reduce the underestimation of GEDI footprint LAI (In Fujian, RMSE decreased from 4.75 to 2.52, and Bias decreased from 4.61 to 0.58; in CONUS, RMSE decreased from 5.24 to 1.96, and Bias decreased from 5.1 to 0.73). Overall, this study demonstrates the effectiveness of correcting the large underestimation of GEDI footprint LAI in dense forests by utilizing DEM, which has an important influence on the results, as auxiliary data.