Abstract

Balance during stance is regulated by active control mechanisms that continuously estimate body motion, via a “sensory integration” mechanism, and generate corrective actions, via a “sensory-to-motor transformation” mechanism. The balance control system can be modeled as a closed-loop feedback control system for which appropriate system identification methods are available to separately quantify the sensory integration and sensory-to-motor components of the system. A detailed, functionally meaningful characterization of balance control mechanisms has potential to improve clinical assessment and to provide useful tools for answering clinical research questions. However, many researchers and clinicians do not have the background to develop systems and methods appropriate for performing identification of balance control mechanisms. The purpose of this report is to provide detailed information on how to perform what we refer to as “central sensorimotor integration” (CSMI) tests on a commercially available balance test device (SMART EquiTest CRS, Natus Medical Inc, Seattle WA) and then to appropriately analyze and interpret results obtained from these tests. We describe methods to (1) generate pseudorandom stimuli that apply cyclically-repeated rotations of the stance surface and/or visual surround (2) measure and calibrate center-of-mass (CoM) body sway, (3) calculate frequency response functions (FRFs) that quantify the dynamic characteristics of stimulus-evoked CoM sway, (4) estimate balance control parameters that quantify sensory integration by measuring the relative contribution of different sensory systems to balance control (i.e., sensory weights), and (5) estimate balance control parameters that quantify sensory-to-motor transformation properties (i.e., feedback time delay and neural controller stiffness and damping parameters). Additionally, we present CSMI test results from 40 subjects (age range 21–59 years) with normal sensory function, 2 subjects with results illustrating deviations from normal balance function, and we summarize results from previous studies in subjects with vestibular deficits. A bootstrap analysis was used to characterize confidence limits on parameters from CSMI tests and to determine how test duration affected the confidence with which parameters can be measured. Finally, example results are presented that illustrate how various sensory and central balance deficits are revealed by CSMI testing.

Highlights

  • Human standing balance control is widely understood to be organized as a closed-loop feedback-control system

  • A full appreciation of the feedback control nature of the system has motivated the application of system identification methods that are appropriate for measuring the dynamic properties of a closed-loop system and characterizing subsystems involved in balance control

  • An frequency response function (FRF) derived by application of Equation 6 to the CoM sway data is shown in Figure 3C along with the associated coherence function derived using Equation 9

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Summary

Introduction

Human standing balance control is widely understood to be organized as a closed-loop feedback-control system. The various subsystems interact with one another such that it can be problematic to attribute abnormal behavior to a particular subsystem For balance control, these subsystems include (1) sensory systems (mainly proprioception, vision, and vestibular) that encode body orientation, (2) a sensory integration mechanism that combines sensory cues, (3) a motor activation mechanism that generates joint torques that correct for deviations from a desired orientation, and (4) body and muscle/tendon mechanics. Traditional assessment of standing balance monitors spontaneous sway in different conditions that alter the available sensory cues or change the difficulty of making effective control actions [for review see (1)]. The values of sway measures in specific test conditions or changes in sway measures across different test conditions give an indication of standing balance performance in relation to normative measures and provide an indirect indication about the integrity of sensory systems contributing to balance

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