Abstract

Brain injury in preterm newborn infants is often attributed to hypoxia–ischemia even when neither hypoxia nor ischemia is documented, and many causative speculations are based on the same assumption. We review human and animal study contributions with their strengths and limitations, and conclude that – despite all the work done in human fetal neuropathology and developmental models in animals – the evidence remains unconvincing that hypoxemia, in the fetus or newborn infant, contributes appreciably to any encephalopathy of prematurity. Giving an inappropriate causal name to a disorder potentially limits the options for change, should our understanding of the etiologies advance. The only observationally‐based title we think appropriate is ‘encephalopathy of prematurity’. Future pathophysiological research should probably include appropriately designed epidemiology studies, highly active developmental processes, infection and other inflammatory stimuli, the immature immune system, long chain fatty acids and their transporters, and growth (neurotrophic) factors.What this paper adds Fetal hypoxemia is rarely documented in brain injury studies.Animal studies fail to consider human–animal fetal anatomical differences.Putative treatments from animal models have not found clinical use.Observational studies constitute the only approach to etiological understanding.No convincing evidence yet that hypoxemia injures preterm brain. Encephalopathy of prematurity is preferable to hypoxia‐ischemia as a term for this disorder.Encephalopathy of prematurity is preferable to hypoxia‐ischemia as a term for this disorder.

Highlights

  • Disorders identified by an etiological nameDespite a complete lack of evidence, encephalopathy of prematurity has been attributed to hypoxia

  • Brain injury in preterm newborn infants is often attributed to hypoxia–ischemia even when neither hypoxia nor ischemia is documented, and many causative speculations are based on the same assumption

  • To avoid errors associated with using an inappropriate causal label, some have suggested that the more general descriptive term ‘neonatal encephalopathy’ or ‘newborn encephalopathy’ should replace hypoxic–ischemic encephalopathy,[2] or have used the term ‘encephalopathy of prematurity,’[3] but have not turned away from the original term ‘hypoxic–ischemic encephalopathy.’[4]. Given the term ‘hypoxic–ischemic encephalopathy’, we are not surprised when most neonatal animal studies use some form of asphyxia

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Summary

Published Version Citable link Terms of Use

Floyd, Pierre Gressens, Olaf Dammann, and Alan Leviton. “Hypoxia–ischemia is not an antecedent of most preterm brain damage: the illusion of validity.”. Developmental Medicine and Child Neurology 60 (2): 120-125. This article is commented on by Paneth on page 115 of this issue. The legal statement for this article was updated from CC-BY-NC to CC-BY on 02 March 2018 after online publication. PUBLICATION DATA Accepted for publication 6th April 2017.

Canadian Oxygen Trial
Disorders identified by an etiological name
What this paper adds
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