Abstract

In our studies on the catalytic activity of Group IVB transition metal Lewis acids, Hf(OTf)4 was identified as a highly potent catalyst for ”one-pot, three-component” Biginelli reaction. More importantly, it was found that solvent-free conditions, in contrast to solvent-based conditions, could dramatically promote the Hf(OTf)4-catalyzed formation of 3,4-dihydro-pyrimidin-2-(1H)-ones. To provide a mechanistic explanation, we closely examined the catalytic effects of Hf(OTf)4 on all three potential reaction pathways in both “sequential bimolecular condensations” and “one-pot, three-component” manners. The experimental results showed that the synergistic effects of solvent-free conditions and Hf(OTf)4 catalysis not only drastically accelerate Biginelli reaction by enhancing the imine route and activating the enamine route but also avoid the formation of Knoevenagel adduct, which may lead to an undesired byproduct. In addition, 1H-MMR tracing of the H-D exchange reaction of methyl acetoacetate in MeOH-d4 indicated that Hf(IV) cation may significantly accelerate ketone-enol tautomerization and activate the β-ketone moiety, thereby contributing to the overall reaction rate.

Highlights

  • IntroductionThough the conventional Brønsted acid-catalyzed Biginelli reaction provides a reliable access to DHPMs, this method is limited by moderate yields and long reaction time

  • As one of the most prominent multicomponent reactions (MCRs), Biginelli reaction has been utilized for the synthesis of 3,4-dihydropyrimidin-2-(1H)-ones (DHPMs) via acid-catalyzed one-pot condensation of aldehyde, β-ketoester, and urea in refluxing ethanol since its discovery in 1893 [1,2,3,4]

  • We compared the catalytic activity of Zr(IV) and Hf(IV) salts at at 10 mol% level in a model reaction, which contained benzaldehyde, ethylacetoacetate, and urea

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Summary

Introduction

Though the conventional Brønsted acid-catalyzed Biginelli reaction provides a reliable access to DHPMs, this method is limited by moderate yields and long reaction time. The reaction conditions of metal Lewis acid-catalyzed DHPM synthesis fall into two categories. The first one is performed in organic solvents, such as EtOH, CH3 CN, or tetrahydrofuran (THF). These methods typically need 10 mol% catalyst and 4–8 h to complete. The second one is conducted under solvent-free conditions, typically requires less catalyst (5%), and completes faster (0.5–1 h). A Brønsted base-catalyzed Biginelli reaction (10 mol% t-BuOK) required much longer (3–8 h) to complete under the same solvent-free conditions [32]

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