Abstract

Recent advances in scanning transmission electron microscopy (STEM) techniques have enabled us to obtain spectroscopic datasets such as those generated by electron energy-loss (EELS)/energy-dispersive X-ray (EDX) spectroscopy measurements in a PC-controlled way from a specified region of interest (ROI) even at atomic scale resolution, also known as hyperspectral imaging (HSI). Instead of conventional analytical procedures, in which the potential constituent chemical components are manually identified and the chemical state of each spectral component is successively determined, a statistical machine-learning approach, which is known to be more effective and efficient for the automatic resolution and extraction of the underlying chemical components stored in a huge three-dimensional array of an observed HSI dataset, is used. Among the statistical approaches suitable for processing HSI datasets, methods based on matrix factorization such as principal component analysis (PCA), multivariate curve resolution (MCR), and nonnegative matrix factorization (NMF) are useful to find an essential low-dimensional data subspace hidden in the HSI dataset. This chapter describes our developed NMF method, which has two additional terms in the objective function, and which is particularly effective for analyzing STEM-EELS/EDX HSI datasets: (i) a soft orthogonal penalty, which clearly resolves partially overlapped spectral components in their spatial distributions and (ii) an automatic relevance determination (ARD) prior, which optimizes the number of components involved in the observed data. Our analysis of real STEM-EELS/EDX HSI datasets demonstrates that the soft orthogonal penalty is effective to obtain the correct decomposition and that the ARD prior successfully identifies the correct number of physically meaningful components.

Highlights

  • Current scientific analytical instruments are mostly computer-controlled and based on digital circuits

  • We proposed a new multivariate curve resolution method based on nonnegative matrix factorization (NMF) with two penalty terms: (i) a soft orthogonal constraint to effectively resolve overlapping spectra, and (ii) an automatic relevance determination (ARD) prior to optimize the number of components

  • Validations using experimental scanning transmission electron microscopy (STEM)-energy-dispersive X-ray (EDX)/EELS SI data demonstrated that the ARD prior successfully resolved the correct number of physically interpretable spectral components

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Summary

Introduction

Current scientific analytical instruments are mostly computer-controlled and based on digital circuits. The spectrometers collect a set of spectra, each from the subnanometer area of the sample, using subnanometric incident electron probe scanning over the two-dimensional ROI with a subnanometric step width. This method is known as hyperspectral imaging (HSI). The associated volume of data to be analyzed has been drastically increasing In this context, statistical analysis methods could be more effective to thoroughly extract information embedded in massive amounts of data without any preconception, rather than relying on conventional spectral analysis of sampling points detected manually based on the insight of experts

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