Abstract

The traditional fast Fourier transform based frequency offset estimation (FFT-FOE) estimates the frequency offset by searching the spectral peak of the signal after the fourth power operation, which is suitable for multiple modulation formats. But the accuracy of FOE is limited by the number of FFT points. In this paper, we propose a high accuracy and low complexity FOE algorithm based on all phase FFT (APFFT-FOE). The accuracy of FOE can be improved effectively with lower additional computational complexity. Simulation results show that the mean square error of APFFT-FOE is reduced by more than one order of magnitude compared with the FFT-FOE. Compared with other FOE algorithms that can achieve the same accuracy, the additional computational complexity required by APFFT-FOE is reduced by more than 50 $\%$ . Finally, the APFFT-FOE is experimentally verified with 20 GBaud 16/64-QAM modulation signal. The experimental results show that the required OSNR for 16-QAM signal to reach 6.7 $\%$ hard-decision forward-error correction is relaxed by 0.23 dB. For 64-QAM signal, the required OSNR at 20 $\%$ soft-decision forward-error correction threshold is relaxed by 0.68 dB.

Highlights

  • D UE to the booming development of bandwidth-hungry services such as 5G and cloud, optical network is developing towards large capacity, high spectrum efficiency and flexible architectures [1], [2]

  • At the coherent receiver side, the traditional fast Fourier transform based frequency offset estimation (FFT-frequency offset estimation (FOE)) and the two-stage FOE based on chirp z-transform (CZT), Zoom-FFT and IpDFT are implemented

  • We proposed a novel FOE scheme based on APFFT for M-QAM coherent optical systems, which has advantages of high frequency offset (FO) estimation accuracy and low complexity

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Summary

Introduction

D UE to the booming development of bandwidth-hungry services such as 5G and cloud, optical network is developing towards large capacity, high spectrum efficiency and flexible architectures [1], [2]. In coherent optical communication systems, M-ary quadrature amplitude modulation (MQAM) together with digital signal processing (DSP) is the main solution to achieve such goal [3]–[5]. In the DSP flow of coherent receiver, the frequency offset estimation (FOE) is a key step to compensate for the frequency mismatch between the transmitter laser and the local oscillator (LO) [6]. In high symbolrate coherent optical communication systems, a feed-forward and non-data-aided FOE algorithm is more preferred. A various of non-data-aided FOE schemes have been proposed [7]–[13]. The differential phase based FOE (diff-FOE) is widely used in M-ary phase shift

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